Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory AshekianAXA Advisors, LLCSignator Investors, Inc.02-20-2009
Kevin Daniel BrettellAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2009
Jason Christopher LawrenceAXA Advisors, LLCPershing LLC06-19-2009
Jonathan Robert GoldmanAXA Advisors, LLCTD Wealth Management Services Inc.08-05-2009
Brian James DevinneyAXA Advisors, LLCGWN Securities Inc.01-15-2010
Michelle Christine SquareAXA Advisors, LLCAmeriprise Financial Services, LLC09-01-2010
William Eric JohnsonAXA Advisors, LLC1st Discount Brokerage, Inc.$1009-14-2010
Bernard Joseph McColeAXA Advisors, LLCFirstrust Financial Advisors09-16-2010
Robert PalidoraAXA Advisors, LLCNew England Securities$15008-11-2011
David Anthony PerfettAXA Advisors, LLCAvantax Investment Services, Inc.10-28-2011
Beth Wendy KaufmanAXA Advisors, LLCPFS Investments Inc.03-15-2012
Michael Benjamin SpivakAXA Advisors, LLCJanney Montgomery Scott LLC$10005-11-2012
Shawn A. BerwagerAXA Advisors, LLCWells Fargo Advisors Financial Network, LLC12-04-2012
Chelsea B RixnerAXA Advisors, LLCAXA Advisors, LLC04-10-2013
Alan Joseph WalshAXA Advisors, LLCWells Fargo Clearing Services, LLC11-08-2013
Matthew Stroud HellebuschAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2014
Jeffrey T. SmithAXA Advisors, LLCHornor, Townsend & Kent, LLC04-14-2014
Kyle Joseph LucasAXA Advisors, LLCNew England Securities04-17-2014
Michael Justin WolfeAXA Advisors, LLCVoya Financial Advisors, Inc.11-05-2014
Brian C. LeeAXA Advisors, LLCPruco Securities, LLC.11-05-2014
Martin L. CunninghamAXA Advisors, LLCMutual of Omaha Investor Services, Inc.03-04-2015
Vincent William GattiAXA Advisors, LLCFederated Securities Corp.05-19-2015
Laura Leigh AjaebAXA Advisors, LLCScottrade, Inc.10-30-2015
Kevin Michael RossAXA Advisors, LLCLPL Financial LLC11-02-2015
Christine Jennifer ProntockAXA Advisors, LLCRBC Capital Markets, LLC$5011-24-2015
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.