Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mequell Anton GreenAXA Advisors, LLCNationwide Securities, LLC$2510-01-2019
Amanda Lyvette RobinsonAXA Advisors, LLCCetera Advisor Networks LLC$1012-05-2018
Christopher David GreearAXA Advisors, LLCVALIC Financial Advisors, Inc.07-16-2018
Debra D BruceAXA Advisors, LLCCapital Brokerage Corporation07-16-2018
Perry Ray StanleyAXA Advisors, LLCLincoln Investment$1006-12-2018
Jeffrey Clark LeonardAXA Advisors, LLCNationwide Securities, LLC06-07-2018
Kenyon Mcallister WagnerAXA Advisors, LLCAXA Advisors, LLC08-22-2017
Jason N. KimlickAXA Advisors, LLCThrivent Investment Management Inc.07-22-2016
Richard Charles SgarlatoAXA Advisors, LLCSignator Investors, Inc.$5007-06-2016
William Richard McCloe Jr.AXA Advisors, LLCNYLIFE Securities LLC05-20-2016
Judith Elise O'BrienAXA Advisors, LLCPark Avenue Securities LLC04-22-2015
Craig Antonio JonesAXA Advisors, LLCNYLIFE Securities LLC04-07-2015
Philip Alain MonnierAXA Advisors, LLCVoya Financial Advisors, Inc.07-03-2014
Jacob T. MorganAXA Advisors, LLCSunTrust Investment Services, Inc.$1009-03-2013
Brian Charles SalcettiAXA Advisors, LLCWaddell & Reed$10008-19-2013
Steven James HoltAXA Advisors, LLCMetLife Securities Inc.09-11-2012
Danielle Byrd ThompsonAXA Advisors, LLCVALIC Financial Advisors, Inc.08-03-2012
Ivan Obra Mattox Sr.AXA Advisors, LLCOneAmerica Securities, Inc.09-20-2011
Leon MensahAXA Advisors, LLCCUSO Financial Services, L.P.12-15-2010
Don Alan AssaidAXA Advisors, LLCWells Fargo Insurance Services Investment Advisors, Inc.09-27-2010
Amy Leigh CantrellAXA Advisors, LLCSunTrust Investment Services, Inc.02-02-2010
Richard Adam LevyAXA Advisors, LLCLPL Financial LLC01-06-2010
Ralph Horton Short Jr.AXA Advisors, LLCVoya Financial Advisors, Inc.$1011-30-2009
Gregory Mendon RexfordAXA Advisors, LLCMML Investors Services, LLC$2506-01-2009
Stacy Lynn BurlesonAXA Advisors, LLCSanders Morris Harris LLC04-01-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.