Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Anthony Cordi Sr.Aegis Capital Corp.Advanced Equities, Inc.12-18-2012
Mitchell Scott FitterAegis Capital Corp.Advanced Equities, Inc.10-18-2011
Nick Eugene SonAegis Capital Corp.Alexander Capital, L.P.09-11-2014
Anthony John LobelloAegis Capital Corp.Ameriprise Financial Services, Inc.$2506-28-2017
Patrick HaggertyAegis Capital Corp.Arjent LLC$1006-10-2015
Olof Sven Anders OlssonAegis Capital Corp.Avalon Partners, Inc.08-12-2011
Anthony T HoAegis Capital Corp.B. Riley Wealth Management03-01-2019
Salvatore Anthony CarusoAegis Capital Corp.Brookstone Securities, Inc.$5004-13-2012
Randall Mark SilvermanAegis Capital Corp.Brookstone Securities, Inc.04-13-2012
Alex Edward FuenmayorAegis Capital Corp.Brookstone Securities, Inc.03-29-2012
Rocco J. LafaroAegis Capital Corp.Chase Investment Services Corp.10-03-2011
Henry J LiuAegis Capital Corp.Chase Investment Services Corp.$15003-09-2011
Jonathan Scott VanordenAegis Capital Corp.Dominick & Dickerman LLC01-15-2014
Tadeusz John KaniaAegis Capital Corp.DU Pasquier & Co., Inc.$2507-18-2014
Mary Grace FischettiAegis Capital Corp.du Pasquier & Co., Inc.07-18-2014
Frank AulettiAegis Capital Corp.du Pasquier & Co., Inc.07-18-2014
Dorothy Marie MoranAegis Capital Corp.DU Pasquier & Co., Inc.07-18-2014
Prashant Nagindas ModyAegis Capital Corp.E1 Asset Management, Inc.11-11-2011
Salvatore John RenzoAegis Capital Corp.First Midwest Securities, Inc.12-05-2014
Andre RenzoAegis Capital Corp.First Midwest Securities, Inc.12-05-2014
Elan RibenbachAegis Capital Corp.First Midwest Securities, Inc.12-02-2011
Joshua Lawrence FeldmanAegis Capital Corp.First Midwest Securities, Inc.12-01-2011
Craig Richard MargoliesAegis Capital Corp.Garden State Securities, Inc.12-23-2014
Mario Agapito KafetzisAegis Capital Corp.Garden State Securities, Inc.$2505-20-2013
Michelle PerresAegis Capital Corp.Global Arena Capital Corp09-02-2014
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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