Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.$5003-19-2019
Anthony T HoAegis Capital Corp.B. Riley Wealth Management03-01-2019
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.$15008-29-2018
Richard Vincent LasalaAegis Capital Corp.Waddell & Reed$15007-23-2018
Robert Spencer Bryce Jr.Aegis Capital Corp.National Securities Corporation07-05-2018
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael Anthony SchiavelloAegis Capital Corp.National Securities Corporation09-11-2017
James J MarianiAegis Capital Corp.National Securities Corporation09-06-2017
Edward Brian HaggertyAegis Capital Corp.National Securities Corporation09-01-2017
Vasilios TakosAegis Capital Corp.National Securities Corporation09-01-2017
George Anthony TapinekisAegis Capital Corp.National Securities Corporation09-01-2017
Peter MamaisAegis Capital Corp.National Securities Corporation09-01-2017
Anthony T DevitoAegis Capital Corp.National Securities Corporation09-01-2017
Nathan KodsiAegis Capital Corp.National Securities Corporation08-15-2017
Anthony John LobelloAegis Capital Corp.Ameriprise Financial Services, Inc.$2506-28-2017
Anthony SantarpiaAegis Capital Corp.National Securities Corporation05-02-2017
Lance Allan MoodyAegis Capital Corp.National Securities Corporation$1002-17-2017
Dennis Daniel HerreraAegis Capital Corp.Laidlaw & Company (UK) Ltd.$15003-08-2016
Yann C. FahoAegis Capital Corp.Spartan Capital Securities, LLC02-11-2016
Thomas DugganAegis Capital Corp.Maxim Group LLC$20001-29-2016
Eric Scott StromingerAegis Capital Corp.Oppenheimer & Co. Inc.12-23-2015
Jerry Lawrence GoldblumAegis Capital Corp.Rockwell Global Capital LLC11-06-2015
Jan Lee GettoAegis Capital Corp.Rockwell Global Capital LLC11-06-2015
Allen WeissAegis Capital Corp.Oppenheimer & Co. Inc.10-05-2015
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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