Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanley Crouch Victor SaulAegis Capital Corp.Herbert J. Sims & Co, Inc.$25007-11-2011
Michael Moss Phil SmolowitzAegis Capital Corp.Stifel, Nicolaus & Company, Incorporated$15012-09-2010
Randy RossAegis Capital Corp.UBS Financial Services Inc.$6002-14-2011
David DruckerAegis Capital Corp.Oppenheimer09-20-2011
Robert MillstoneAegis Capital Corp.Bishop Rosen$10004-15-2011
Daniel FreedmanAegis Capital Corp.Bishop Rosen$6004-12-2011
Jonathan William AffeAegis Capital Corp.Vanderbilt Securities, LLC09-23-2020
Peter Louis Corvisiero JrAegis Capital Corp.Cadaret, Grant & Co., Inc.$5007-14-2020
Stephen Todd WalkerAegis Capital Corp.RBC Capital Markets, LLC07-14-2020
James Rhys BernthalAegis Capital Corp.Dawson James Securities, Inc.04-22-2020
Barney GreengrassAegis Capital Corp.Tigress Financial Partners, LLC$2503-02-2020
Nick PapavgerisAegis Capital Corp.Spartan Capital Securities, LLC01-21-2020
Kevin C MeadeAegis Capital Corp.Dinosaur Financial Group, L.L.C$5001-13-2020
Jesse Lawrence MaltzmanAegis Capital Corp.Fidelity Personal and Workplace Advisors12-11-2019
Ronald Thomas OrrAegis Capital Corp.Oppenheimer & Co. Inc.$10004-05-2019
Anthony T HoAegis Capital Corp.B. Riley Wealth Management03-01-2019
Patrick Thomas DonohueAegis Capital Corp.UBS Financial Services Inc.$10012-07-2018
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.$15008-29-2018
Richard Vincent LaSalaAegis Capital Corp.Waddell & Reed$15007-23-2018
Robert Spencer Bryce JrAegis Capital Corp.National Securities Corporation07-05-2018
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation05-10-2018
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael FasciglioneAegis Capital Corp.National Securities Corporation$5009-13-2017
Michael Anthony SchiavelloAegis Capital Corp.National Securities Corporation$5009-11-2017
James J MarianiAegis Capital Corp.National Securities Corporation$5009-06-2017
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.