Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Kenneth SternAegis Capital Corp.Spencer Trask Ventures, Inc.$2510-19-2012
Ajit Bob AjmaniAegis Capital Corp.GunnAllen Financial, Inc03-22-2010
Alex Edward FuenmayorAegis Capital Corp.Brookstone Securities, Inc.03-29-2012
Allen WeissAegis Capital Corp.Oppenheimer & Co. Inc.10-05-2015
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.$5003-19-2019
Andre RenzoAegis Capital Corp.First Midwest Securities, Inc.12-05-2014
Anthony John LobelloAegis Capital Corp.Ameriprise Financial Services, Inc.$2506-28-2017
Anthony SantarpiaAegis Capital Corp.National Securities Corporation05-02-2017
Anthony T DevitoAegis Capital Corp.National Securities Corporation09-01-2017
Anthony T HoAegis Capital Corp.B. Riley Wealth Management03-01-2019
Anthony TricaricoAegis Capital Corp.GunnAllen Financial, Inc$2503-22-2010
Aret GuginAegis Capital Corp.Global Arena Capital Corp$15008-27-2014
Arkady GinsburgAegis Capital Corp.Rockwell Securities LLC07-02-2014
Barry Alan GoldsteinAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Benjamin Matthew GreenbergAegis Capital Corp.Rockwell Securities LLC07-02-2014
Bernard Michael LherissonAegis Capital Corp.Oppenheimer & Co. Inc.02-27-2012
Brian Kenneth CourtAegis Capital Corp.J.P. Turner & Company, L.L.C.$15005-02-2014
Brian McKevittAegis Capital Corp.GunnAllen Financial, Inc$1003-26-2010
Bruce StarkAegis Capital Corp.Obsidian Financial Group, LLC11-27-2012
Bryan Preston LubitzAegis Capital Corp.Newbridge Securities Corporation08-31-2015
Bryan RodriguezAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Cesar Ramos Jr.Aegis Capital Corp.GunnAllen Financial, Inc02-22-2010
Christopher Adam KnutsonAegis Capital Corp.Global Arena Capital Corp$10008-27-2014
Colin Guy McCarthyAegis Capital Corp.Spencer Trask Ventures, Inc.07-07-2014
Confrence Godwin GbajeAegis Capital Corp.GunnAllen Financial, Inc03-22-2010
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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