Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kin Kui LamAegis Capital Corp.Obsidian Financial Group, LLC$1006-04-2012
Lance Allan MoodyAegis Capital Corp.National Securities Corporation$1002-17-2017
Lawrence Thomas TulenkoAegis Capital Corp.GunnAllen Financial, Inc$2503-22-2010
Marinos BallasAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Mario Agapito KafetzisAegis Capital Corp.Garden State Securities, Inc.$2505-20-2013
Mary Grace FischettiAegis Capital Corp.du Pasquier & Co., Inc.07-18-2014
Matthew Jon MasonAegis Capital Corp.Paulson Investment Company LLC01-03-2012
Michael Anthony SchiavelloAegis Capital Corp.National Securities Corporation09-11-2017
Michael Dennis DefeliceAegis Capital Corp.Phd Capital$1008-20-2012
Michael Earl MossAegis Capital Corp.Stifel, Nicolaus & Company, Incorporated11-10-2010
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael MosslihAegis Capital Corp.Global Arena Capital Corp06-24-2011
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.$15008-29-2018
Michelle PerresAegis Capital Corp.Global Arena Capital Corp09-02-2014
Mitchell Scott FitterAegis Capital Corp.Advanced Equities, Inc.10-18-2011
Nathan KodsiAegis Capital Corp.National Securities Corporation08-15-2017
Nick Eugene SonAegis Capital Corp.Alexander Capital, L.P.09-11-2014
Oleg BychkovAegis Capital Corp.Investors Capital Corp.$1010-28-2010
Olof Sven Anders OlssonAegis Capital Corp.Avalon Partners, Inc.08-12-2011
Patrick HaggertyAegis Capital Corp.Arjent LLC$1006-10-2015
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation$5005-10-2018
Paulinus HuiAegis Capital Corp.GunnAllen Financial, Inc$1003-22-2010
Peter Elliot HirshAegis Capital Corp.Janney Montgomery Scott LLC12-09-2011
Peter MamaisAegis Capital Corp.National Securities Corporation09-01-2017
Prashant Nagindas ModyAegis Capital Corp.E1 Asset Management, Inc.11-11-2011
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Showing 76 to 100 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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