Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Kenneth SternAegis Capital Corp.Spencer Trask Ventures, Inc.$25010-19-2012
Ajit Bob AjmaniAegis Capital Corp.GunnAllen Financial, Inc03-22-2010
Alan Aaron KatzAegis Capital Corp.Westrock Advisors, Inc.$10010-05-2010
Alex Edward FuenmayorAegis Capital Corp.Brookstone Securities, Inc.03-29-2012
Alexander A RazumnyAegis Capital Corp.Auria Services Corp.01-27-2016
Alexander BykovskyAegis Capital Corp.First Standard Financial Company LLC04-29-2016
Alexander Vlad YelenskyAegis Capital Corp.GunnAllen Financial, Inc03-23-2010
Allen WeissAegis Capital Corp.Oppenheimer & Co. Inc.10-05-2015
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.$50003-19-2019
Andre RenzoAegis Capital Corp.First Midwest Securities, Inc.$10012-05-2014
Andrei LitvintsevAegis Capital Corp.Auria Services Corp.01-27-2016
Andrej BjegovicAegis Capital Corp.Max International Broker/Dealer Corp.02-17-2012
Andrew D GonzalezAegis Capital Corp.J.P. Turner & Company, L.L.C.04-25-2012
Andrew George GergatsoulisAegis Capital Corp.Prospera Financial Services, Inc.$25011-04-2013
Angelo VitaleAegis Capital Corp.Gunnallen Financial, Inc$25003-24-2010
Anthony Gerald PolakAegis Capital Corp.Maxim Group LLC$15010-19-2012
Anthony John LobelloAegis Capital Corp.Ameriprise Financial Services, Inc.$25006-28-2017
Anthony John Robert PucciAegis Capital Corp.First Standard Financial Company LLC04-29-2016
Anthony LubranoAegis Capital Corp.Joseph Gunnar & Co. LLC08-13-2012
Anthony Luciano Buono IIIAegis Capital Corp.John Thomas Financial06-28-2010
Anthony SantarpiaAegis Capital Corp.National Securities Corporation$10005-02-2017
Anthony T DevitoAegis Capital Corp.National Securities Corporation09-01-2017
Anthony T HoAegis Capital Corp.B. Riley Wealth Management03-01-2019
Anthony TricaricoAegis Capital Corp.GunnAllen Financial, Inc$25003-22-2010
Anthony William LapadulaAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Next Page »

Showing 1 to 25 of 265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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