Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Shantal Lillian TolbertAllstate Financial Services, LLCTransamerica Financial Advisors, Inc05-01-2019
Ronald Edward WilsonAllstate Financial Services, LLCMML Investors Services, Inc.$2504-24-2019
Daniel Mark RankinAllstate Financial Services, LLCVALIC Financial Advisors, Inc.04-18-2019
Thao Phuong NguyenAllstate Financial Services, LLCNationwide Securities, LLC04-11-2019
Amos GeviliAllstate Financial Services, LLCMML Investors Services, LLC03-28-2019
Rea Samuel PtacinAllstate Financial Services, LLCPrincipal Securities, Inc.03-25-2019
Nathan Alexander PenhaAllstate Financial Services, LLCAIG Capital Services, Inc.$103-22-2019
Sangeeta MalikAllstate Financial Services, LLCNYLIFE Securities LLC03-07-2019
Kevin Eric VanegdomAllstate Financial Services, LLCCountry Capital Management Company03-05-2019
Matthew William MauzeyAllstate Financial Services, LLCNYLIFE Securities LLC02-07-2019
William David PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
Gennaro CostigliolaAllstate Financial Services, LLCQuest Capital Strategies, Inc.$112-11-2018
Elizabeth Marie BiehlerAllstate Financial Services, LLCM&T Securities, Inc.$2512-06-2018
James Delis Simmons Jr.Allstate Financial Services, LLCThe Leaders Group, Inc.12-05-2018
David Robert McnurlenAllstate Financial Services, LLCFBL Investment Management Services, Inc.11-30-2018
Richard Michael FerauloAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$2511-15-2018
Michael Anthony TringheseAllstate Financial Services, LLCThe Huntington Investment Company11-09-2018
Hanh Thi TranAllstate Financial Services, LLCJ.P. Morgan Securities LLC11-06-2018
Derrick Scott KellyAllstate Financial Services, LLCBankers Life Securities, Inc.11-01-2018
Robert Irgens BlackAllstate Financial Services, LLCAXA Advisors, LLC11-01-2018
Christopher Craig KautAllstate Financial Services, LLCCountry Capital Management Company10-30-2018
Robert Dean YoungAllstate Financial Services, LLCMML Investors Services, LLC10-30-2018
Lesley R NoeAllstate Financial Services, LLCPruco Securities, LLC.10-24-2018
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Next Page »

Showing 1 to 25 of 1,161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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