Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erica HenstAllstate Financial Services, LLCAmeriprise Financial Services, Inc.01-06-2009
Paul Andrew GiaccoAllstate Financial Services, LLCEquity Services, Inc.01-06-2009
Patrick Joseph SheridanAllstate Financial Services, LLCMetLife Securities Inc.01-12-2009
Jeffrey Len BabiszAllstate Financial Services, LLCState Farm VP Management Corp.01-12-2009
James Patrick ClementsAllstate Financial Services, LLCState Farm VP Management Corp.01-16-2009
Juliana Lynn HartAllstate Financial Services, LLCWells Fargo Clearing Services, LLC01-22-2009
Stephen Orien Torpey Jr.Allstate Financial Services, LLCState Farm VP Management Corp.01-26-2009
Todd Matthew RenihanAllstate Financial Services, LLCAXA Advisors, LLC01-28-2009
Jeffrey David MatthewsAllstate Financial Services, LLCUvest Financial Services Group, Inc.$10001-29-2009
Jon Howard CalkinsAllstate Financial Services, LLCWRP Investments, Inc.01-29-2009
Leonard John AmentAllstate Financial Services, LLCSunTrust Investment Services, Inc.01-30-2009
John Julius PaciorekAllstate Financial Services, LLCCountry Capital Management Company01-30-2009
Peter James DemaioAllstate Financial Services, LLCState Farm VP Management Corp.02-11-2009
William Martin Johnson IIAllstate Financial Services, LLCState Farm VP Management Corp.02-17-2009
Roger Allen St. LiferAllstate Financial Services, LLCBanc of America Investment Services, Inc.$1002-20-2009
Bradley Duane HardmanAllstate Financial Services, LLCEdward Jones02-27-2009
Pratibha Kanakmal KatariyaAllstate Financial Services, LLCWells Fargo Clearing Services, LLC03-02-2009
Hermann Widmer TrochaAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC03-04-2009
Robert Dean KribbsAllstate Financial Services, LLCPark Avenue Securities LLC03-10-2009
Victor C. Campbell Jr.Allstate Financial Services, LLCNationwide Securities, LLC03-17-2009
Jason A. WoodardAllstate Financial Services, LLCFidelity Brokerage Services LLC03-18-2009
Michael Allan CummingsAllstate Financial Services, LLCNationwide Securities, LLC03-18-2009
Craig Michael PretzingerAllstate Financial Services, LLCBancWest Investment Services, Inc.$1003-23-2009
James Edward GalinskyAllstate Financial Services, LLCRichmond Hillcrest & Company, Inc.$1003-25-2009
Jaime SantillanAllstate Financial Services, LLCWells Fargo Clearing Services, LLC04-01-2009
Next Page »

Showing 1 to 25 of 678 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.