Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erica HenstAllstate Financial Services, LLCAmeriprise Financial Services, LLC01-06-2009
Paul Andrew GiaccoAllstate Financial Services, LLCEquity Services, Inc.01-06-2009
Robert Gail DullAllstate Financial Services, LLCSecurities America, Inc.01-07-2009
Joseph Patrick O'DonovanAllstate Financial Services, LLCW&S Brokerage Services, Inc.01-07-2009
Patrick Joseph SheridanAllstate Financial Services, LLCMetLife Securities Inc.01-12-2009
Jeffrey Len BabiszAllstate Financial Services, LLCState Farm VP Management Corp.01-12-2009
James Patrick ClementsAllstate Financial Services, LLCState Farm VP Management Corp.01-16-2009
Juliana Lynn HartAllstate Financial Services, LLCWells Fargo Clearing Services, LLC01-22-2009
Thomas William HudsonAllstate Financial Services, LLCQuest Capital Strategies, Inc.01-22-2009
Steven Michael LynchAllstate Financial Services, LLCAllstate Financial Services, LLC01-26-2009
Stephen Orien Torpey Jr.Allstate Financial Services, LLCState Farm VP Management Corp.01-26-2009
Krishnadat PersaudAllstate Financial Services, LLCCUSO Financial Services, L.P.01-27-2009
Todd Matthew RenihanAllstate Financial Services, LLCAXA Advisors, LLC01-28-2009
Jon Howard CalkinsAllstate Financial Services, LLCWRP Investments, Inc.01-29-2009
Jeffrey David MatthewsAllstate Financial Services, LLCUvest Financial Services Group, Inc.01-29-2009
Leonard John AmentAllstate Financial Services, LLCSunTrust Investment Services, Inc.01-30-2009
John Julius PaciorekAllstate Financial Services, LLCCountry Capital Management Company01-30-2009
Jeffrey Kuehn MitchellAllstate Financial Services, LLCThrivent Investment Management Inc.02-10-2009
Peter James DemaioAllstate Financial Services, LLCState Farm VP Management Corp.02-11-2009
Patrick John BrownAllstate Financial Services, LLCPrincipal Securities, Inc.02-17-2009
William Martin Johnson IIAllstate Financial Services, LLCState Farm VP Management Corp.02-17-2009
Roger Allen St. LiferAllstate Financial Services, LLCBanc of America Investment Services, Inc.$1002-20-2009
Bradley Duane HardmanAllstate Financial Services, LLCEdward Jones02-27-2009
Pratibha Kanakmal KatariyaAllstate Financial Services, LLCWells Fargo Clearing Services, LLC03-02-2009
Tywanna Denise SmithAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.