Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Eugene SharpAllstate Financial Services, LLCState Farm VP Management Corp.10-19-2012
Brian JefferyAllstate Financial Services, LLCPruco Securities, LLC.07-23-2014
Brian R. WestAllstate Financial Services, LLCState Farm VP Management Corp.06-07-2010
Brian Todd MoreauAllstate Financial Services, LLCState Farm VP Management Corp.07-05-2016
Brian William CaseyAllstate Financial Services, LLCWaddell & Reed03-03-2017
Brian William WrightAllstate Financial Services, LLCThe Huntington Investment Company10-09-2013
Bruce David HinshawAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC12-07-2011
Bruce Michael ColesAllstate Financial Services, LLCState Farm VP Management Corp.08-21-2013
Bruce Wendell Carthon Jr.Allstate Financial Services, LLCState Farm VP Management Corp.02-26-2015
Bryan James BaccaroAllstate Financial Services, LLCAXA Advisors, LLC06-03-2019
Bryan William BurrowsAllstate Financial Services, LLCDominion Investor Services, Inc.06-04-2015
Carey Lynn AlexanderAllstate Financial Services, LLCPrincipal Securities, Inc.01-12-2018
Carl David HelbigAllstate Financial Services, LLCState Farm VP Management Corp.12-15-2009
Carlo T. DuranAllstate Financial Services, LLCLPL Financial LLC07-20-2015
Carol Lynn BendikAllstate Financial Services, LLCPNC Investments08-24-2016
Casey James WassellAllstate Financial Services, LLCCountry Capital Management Company09-23-2015
Casey S CopusAllstate Financial Services, LLCCetera Investment Services LLC07-05-2016
Chad Ray ErwinAllstate Financial Services, LLCState Farm VP Management Corp.02-05-2018
Charles Anthony DelmonteAllstate Financial Services, LLCMML Investors Services, LLC05-13-2009
Charles C HitchcockAllstate Financial Services, LLCThe Leaders Group, Inc.01-30-2014
Charles Eugene DavisAllstate Financial Services, LLCWaddell & Reed11-16-2010
Charles Groome PowellAllstate Financial Services, LLCWaddell & Reed05-08-2013
Charles Jason NoonanAllstate Financial Services, LLCState Farm VP Management Corp.03-14-2017
Charles Oliver Pickett Jr.Allstate Financial Services, LLCCetera Advisor Networks LLC$1005-24-2018
Charles Thomas WimerAllstate Financial Services, LLCWells Fargo Clearing Services, LLC06-18-2010
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Showing 51 to 75 of 678 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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