Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Ann WalkerAllstate Financial Services, LLCAXA Advisors, LLC05-15-2013
Dana John LarsonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2019
Danese Michelle TrembleAllstate Financial Services, LLCState Farm VP Management Corp.12-21-2016
Daniel B. JensenAllstate Financial Services, LLCAXA Advisors, LLC04-21-2014
Daniel Belzasar TerceroAllstate Financial Services, LLCWells Fargo Clearing Services, LLC04-27-2012
Daniel Brian SmithAllstate Financial Services, LLCInfinex Investments, Inc.03-10-2017
Daniel Edward FitzgeraldAllstate Financial Services, LLCHorace Mann Investors, Inc.07-14-2015
Daniel Erik ComerAllstate Financial Services, LLCPruco Securities, LLC.01-12-2018
Daniel F. DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Daniel Hatley BrownAllstate Financial Services, LLCFarmers Financial Solutions, LLC01-16-2013
Daniel Mark RankinAllstate Financial Services, LLCVALIC Financial Advisors, Inc.04-18-2019
Daniel V. McGuireAllstate Financial Services, LLCState Farm VP Management Corp.09-28-2016
Danny Joe WakinAllstate Financial Services, LLCCarolina Financial Securities, LLC04-25-2012
Darrell Allen McLaughlinAllstate Financial Services, LLCParkland Securities, LLC02-09-2018
Darren Randall SetAllstate Financial Services, LLCCitigroup Global Markets Inc.11-15-2010
Daryl Robert RoweAllstate Financial Services, LLCMetLife Securities Inc.05-17-2012
Dat C TrinhAllstate Financial Services, LLCChase Investment Services Corp.12-01-2010
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
David Bryon MorganAllstate Financial Services, LLCMetLife Securities Inc.05-16-2011
David Charles Mace Jr.Allstate Financial Services, LLCCountry Capital Management Company05-07-2012
David Elliott ErbAllstate Financial Services, LLCCape Securities Inc.07-16-2010
David Gordon FellAllstate Financial Services, LLCMetLife Securities Inc.08-24-2012
David John AdamsAllstate Financial Services, LLCAmeriprise Financial Services, Inc.06-03-2019
David K ChaffeeAllstate Financial Services, LLCForesters Equity Services, Inc.08-06-2014
David KassalaAllstate Financial Services, LLCState Farm VP Management Corp.01-28-2013
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Showing 101 to 125 of 678 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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