Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew A. McFallsAllstate Financial Services, LLCNYLIFE Securities LLC01-24-2013
Andrew Beyer HeinzAllstate Financial Services, LLCNYLIFE Securities LLC11-08-2012
Benjamin S. HoisingtonAllstate Financial Services, LLCNYLIFE Securities LLC07-25-2016
Bonnita Lee HargisAllstate Financial Services, LLCNYLIFE Securities LLC04-28-2009
Christopher J. ZuaroAllstate Financial Services, LLCNYLIFE Securities LLC05-11-2016
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
David NguyenAllstate Financial Services, LLCNYLIFE Securities LLC07-18-2012
Devanand Doobay GaymesAllstate Financial Services, LLCNYLIFE Securities LLC08-06-2015
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Douglas Allen BodkinAllstate Financial Services, LLCNYLIFE Securities LLC05-20-2011
Emmet Nels NelsonAllstate Financial Services, LLCNYLIFE Securities LLC08-16-2012
Erik Michael AndersenAllstate Financial Services, LLCNYLIFE Securities LLC06-27-2016
Frank C. Farnell Sr.Allstate Financial Services, LLCNYLIFE Securities LLC06-05-2015
Gavin Gerard DunneAllstate Financial Services, LLCNYLIFE Securities LLC08-19-2016
Haughton Athol BowenAllstate Financial Services, LLCNYLIFE Securities LLC03-28-2012
James Alan BolfikAllstate Financial Services, LLCNYLIFE Securities LLC02-19-2016
Jeffrey M. SerafineAllstate Financial Services, LLCNYLIFE Securities LLC11-24-2015
Jerome Antony GarciaAllstate Financial Services, LLCNYLIFE Securities LLC03-25-2013
John Joseph PiotrowiczAllstate Financial Services, LLCNYLIFE Securities LLC06-04-2010
John P. MurphyAllstate Financial Services, LLCNYLIFE Securities LLC06-11-2012
Jonathan Lee PollardAllstate Financial Services, LLCNYLIFE Securities LLC01-07-2013
Jonathan R. ReesAllstate Financial Services, LLCNYLIFE Securities LLC07-16-2014
Joseph M. WillseAllstate Financial Services, LLCNYLIFE Securities LLC$1004-23-2015
Joshua David BenedictAllstate Financial Services, LLCNYLIFE Securities LLC04-09-2010
Jude Albert WattersAllstate Financial Services, LLCNYLIFE Securities LLC$7111-15-2017
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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