Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Noble DonaheyAllstate Financial Services, LLCPrincipal Securities, Inc.03-22-2013
Carey Lynn AlexanderAllstate Financial Services, LLCPrincipal Securities, Inc.01-12-2018
Douglas Grant BashawAllstate Financial Services, LLCPrincipal Securities, Inc.$1005-30-2013
Floyd Ray Hall IIIAllstate Financial Services, LLCPrincipal Securities, Inc.08-04-2011
John Dewalden EllerAllstate Financial Services, LLCPrincipal Securities, Inc.05-04-2016
John Mark CastroAllstate Financial Services, LLCPrincipal Securities, Inc.05-17-2016
John Winston McGilchristAllstate Financial Services, LLCPrincipal Securities, Inc.$5007-30-2013
Jonathan Joel SchedlerAllstate Financial Services, LLCPrincipal Securities, Inc.$2506-16-2011
Leonard Raymond DeanAllstate Financial Services, LLCPrincipal Securities, Inc.01-04-2011
Manuel TristanAllstate Financial Services, LLCPrincipal Securities, Inc.06-10-2014
Melanie Lane LumpkinAllstate Financial Services, LLCPrincipal Securities, Inc.12-06-2016
Paul A. DowdAllstate Financial Services, LLCPrincipal Securities, Inc.12-08-2014
Rea Samuel PtacinAllstate Financial Services, LLCPrincipal Securities, Inc.03-25-2019
Shawna Dorsia Anderson ReevesAllstate Financial Services, LLCPrincipal Securities, Inc.01-10-2019
Steven Todd RuelasAllstate Financial Services, LLCPrincipal Securities, Inc.07-20-2016
Vibha Janarden RawalAllstate Financial Services, LLCPrincipal Securities, Inc.10-06-2016
William Joseph HoodyAllstate Financial Services, LLCPrincipal Securities, Inc.12-11-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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