Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Christian HollemanAllstate Financial Services, LLCPrudential Annuities Distributors, Inc10-10-2017
Marc Wendt MontgomeryAllstate Financial Services, LLCState Farm VP Management Corp.07-18-2017
Stephen Richard RuffnerAllstate Financial Services, LLCScottrade, Inc.03-23-2017
Morgan Shane DensonAllstate Financial Services, LLCMetLife Securities Inc.03-07-2017
Roger Williams DubbleAllstate Financial Services, LLCState Farm VP Management Corp.01-23-2017
Richard Clendinning MasonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2016
Paul Harrell AdamsAllstate Financial Services, LLCSagePoint Financial, Inc.01-13-2016
Charles Randall PlottAllstate Financial Services, LLCMorgan Stanley10-16-2015
Oliver Reeves IIIAllstate Financial Services, LLCNYLIFE Securities LLC07-06-2015
Frank Collier Farnell Sr.Allstate Financial Services, LLCNYLIFE Securities LLC06-05-2015
Adam Nelson LauderdaleAllstate Financial Services, LLCMetLife Securities Inc.04-08-2015
William Chad WattsAllstate Financial Services, LLCCountry Capital Management Company09-23-2014
Steven Thomas FikesAllstate Financial Services, LLCSagePoint Financial, Inc.07-31-2014
Luke Garrett StevensAllstate Financial Services, LLCCountry Capital Management Company05-07-2014
Don Bruner Stephenson Jr.Allstate Financial Services, LLCVALIC Financial Advisors, Inc.05-21-2013
Richard Leigh StevensAllstate Financial Services, LLCRaymond James & Associates, Inc.02-01-2013
Joe Cephus Colvin Jr.Allstate Financial Services, LLCCetera Investment Services LLC10-02-2012
James Darryl NeeseAllstate Financial Services, LLCCW Securities, LLC07-13-2012
Nancy V HardinAllstate Financial Services, LLCProEquities, Inc.02-02-2012
Floyd Ray Hall IIIAllstate Financial Services, LLCPrincipal Securities, Inc.08-04-2011
Robert Lamar YarbroughAllstate Financial Services, LLCVALIC Financial Advisors, Inc.01-05-2011
Thomas William HudsonAllstate Financial Services, LLCQuest Capital Strategies, Inc.01-22-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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