Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Rodriguez EliasAllstate Financial Services, LLCQuest Capital Strategies, Inc.08-21-2012
Benjamin Navarro Jr.Allstate Financial Services, LLCSecurian Financial Services, Inc.06-24-2014
Cheryl MonemiAllstate Financial Services, LLCPruco Securities, LLC.08-15-2014
Christopher J. ZuaroAllstate Financial Services, LLCNYLIFE Securities LLC05-11-2016
David NguyenAllstate Financial Services, LLCNYLIFE Securities LLC07-18-2012
Donald Craig RogersAllstate Financial Services, LLCOneAmerica Securities, Inc.05-14-2019
Donald SewellAllstate Financial Services, LLCHSBC Securities (USA) Inc.10-07-2011
Edmond Ming LimAllstate Financial Services, LLCTransamerica Financial Advisors, Inc09-22-2017
Erik Michael AndersenAllstate Financial Services, LLCNYLIFE Securities LLC06-27-2016
Fernando MoralesAllstate Financial Services, LLCW&S Brokerage Services, Inc.07-02-2018
Francisco Javier ArrietaAllstate Financial Services, LLCTransamerica Financial Advisors, Inc03-17-2017
Gavin Gerard DunneAllstate Financial Services, LLCNYLIFE Securities LLC08-19-2016
Hien Am NguyenAllstate Financial Services, LLCFarmers Financial Solutions, LLC09-29-2015
James Christopher ShafferAllstate Financial Services, LLCMML Investors Services, LLC11-08-2012
James Edward GalinskyAllstate Financial Services, LLCRichmond Hillcrest & Company, Inc.$1003-25-2009
Jeff Alan BeckerAllstate Financial Services, LLCQA3 Financial Corp.11-17-2010
Jeffrey M. SerafineAllstate Financial Services, LLCNYLIFE Securities LLC11-24-2015
Jeffrey P. LittleAllstate Financial Services, LLCMML Investors Services, LLC11-22-2017
Jimmy Chifong HsuAllstate Financial Services, LLCJ.K. Financial Services, Inc.08-15-2013
John Anthony Del-Zio Jr.Allstate Financial Services, LLCState Farm VP Management Corp.07-31-2013
Jonathan Joel SchedlerAllstate Financial Services, LLCPrincipal Securities, Inc.$2506-16-2011
Kari Lynn EisenacherAllstate Financial Services, LLCHorace Mann Investors, Inc.08-20-2018
Kathi J. ArbuesAllstate Financial Services, LLCHorace Mann Investors, Inc.06-28-2013
Kevin Marcel McWhorterAllstate Financial Services, LLCFarmers Financial Solutions, LLC09-16-2015
Kristin Gail McLaughlinAllstate Financial Services, LLCGWFS Equities, Inc.04-18-2013
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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