Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Thomas OelschlagerAllstate Financial Services, LLCEquity Services, Inc.06-07-2019
Donald Craig RogersAllstate Financial Services, LLCOneAmerica Securities, Inc.05-14-2019
Michael James DrahosAllstate Financial Services, LLCThe Leaders Group, Inc.03-05-2019
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Michael Charles BerryAllstate Financial Services, LLCWaddell & Reed10-05-2018
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Terry Mark HillockAllstate Financial Services, LLCThrivent Investment Management Inc.08-21-2018
Kari Lynn EisenacherAllstate Financial Services, LLCHorace Mann Investors, Inc.08-20-2018
Fernando MoralesAllstate Financial Services, LLCW&S Brokerage Services, Inc.07-02-2018
Norberto Hurtado RuizAllstate Financial Services, LLCCetera Advisor Networks LLC06-20-2018
Roxana Esperanza SolorzanoAllstate Financial Services, LLCHaydel, Biel & Associates04-23-2018
Solomon TragerAllstate Financial Services, LLCNYLIFE Securities LLC01-03-2018
Jeffrey P. LittleAllstate Financial Services, LLCMML Investors Services, LLC11-22-2017
Edmond Ming LimAllstate Financial Services, LLCTransamerica Financial Advisors, Inc09-22-2017
Michael Alexander HansonAllstate Financial Services, LLCLPL Financial LLC04-18-2017
Ronald A. SosaAllstate Financial Services, LLCJ.P. Morgan Securities LLC03-24-2017
Francisco Javier ArrietaAllstate Financial Services, LLCTransamerica Financial Advisors, Inc03-17-2017
Michael S. KhalilAllstate Financial Services, LLCState Farm VP Management Corp.01-25-2017
Prabhjit Singh DhillonAllstate Financial Services, LLCNYLIFE Securities LLC12-06-2016
Steven Edward SmithAllstate Financial Services, LLCNYLIFE Securities LLC10-07-2016
Gavin Gerard DunneAllstate Financial Services, LLCNYLIFE Securities LLC08-19-2016
Erik Michael AndersenAllstate Financial Services, LLCNYLIFE Securities LLC06-27-2016
Christopher J. ZuaroAllstate Financial Services, LLCNYLIFE Securities LLC05-11-2016
Jeffrey M. SerafineAllstate Financial Services, LLCNYLIFE Securities LLC11-24-2015
Hien Am NguyenAllstate Financial Services, LLCFarmers Financial Solutions, LLC09-29-2015
Next Page »

Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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