Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael RomeroAllstate Financial Services, LLCBBVA Securities Inc.$6205-14-2018
Daniel Francis DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Robbie Lee MathesAllstate Financial Services, LLCOneAmerica Securities, Inc.01-17-2018
Alan Lavern GuntherAllstate Financial Services, LLCFBL Marketing Services, LLC10-03-2017
Thomas Daniel Formica Jr.Allstate Financial Services, LLCCountry Capital Management Company06-09-2017
Reed Rockwell HogueAllstate Financial Services, LLCTIAA-CREF Individual & Institutional Services, LLC06-07-2017
Seth Christopher LueraAllstate Financial Services, LLCNationwide Securities, LLC$10004-19-2017
Patrick Michael ConawayAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-17-2016
Rock Allen MirichAllstate Financial Services, LLCInvestment Centers of America, Inc.$10007-08-2016
Gregory Lee HowellAllstate Financial Services, LLCTIAA-CREF Individual & Institutional Services, LLC06-27-2016
Richard Paul KiedingerAllstate Financial Services, LLCRAA$1,00005-19-2016
James Carroll QuinnAllstate Financial Services, LLCPresidential Brokerage, Inc.02-18-2016
Stephen David BarrettAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.11-19-2015
Jeremy Blaine DixonAllstate Financial Services, LLCState Farm VP Management Corp.10-06-2015
Troy Kenneth VigilAllstate Financial Services, LLCClient One Securities LLC10-01-2015
Stephen Richard SmithAllstate Financial Services, LLCCetera Investment Advisers LLC08-25-2015
Sharon Luanne BrannonAllstate Financial Services, LLCMML Distributors, LLC06-12-2014
Daniel Barrett JensenAllstate Financial Services, LLCAXA Advisors, LLC04-21-2014
Kent Michael WeilageAllstate Financial Services, LLCNYLIFE Securities LLC01-31-2014
Jeff Alan MartinAllstate Financial Services, LLCMutual Trust Co. of America Securities07-31-2013
Christopher John KinskyAllstate Financial Services, LLCWaddell & Reed$5003-11-2013
John Brandon BroderickAllstate Financial Services, LLCCambridge Investment Research, Inc.06-15-2011
Rachel Lea CostelloAllstate Financial Services, LLCState Farm VP Management Corp.$104-26-2011
Charles Eugene DavisAllstate Financial Services, LLCWaddell & Reed11-16-2010
Joshua David BenedictAllstate Financial Services, LLCNYLIFE Securities LLC$2504-09-2010
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.