Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Alexander PenhaAllstate Financial Services, LLCAIG Capital Services, Inc.$103-22-2019
Ortis Milfort PyronneauAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-08-2018
James Duncan McgaryAllstate Financial Services, LLCMML Investors Services, LLC02-28-2018
William Ambrose DugganAllstate Financial Services, LLCFisher Investments$5002-20-2018
John Michael ClementsAllstate Financial Services, LLCCetera Investment Services LLC$2501-16-2018
Eric Orlando RiveraAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2017
Justin Douglas ParkerAllstate Financial Services, LLCState Farm VP Management Corp.09-20-2017
Robert Paul SowdenAllstate Financial Services, LLCHD Vest Investment Services08-31-2017
Sandra Ann SambitoAllstate Financial Services, LLCWells Fargo Clearing Services, LLC08-29-2017
Susan Claire FarverAllstate Financial Services, LLCMML Investors Services, LLC08-11-2017
Corbett Edward Yarbrough Sr.Allstate Financial Services, LLCSecurian Financial Services, Inc.08-04-2017
Jason Wayne HollingsworthAllstate Financial Services, LLCSecurities America, Inc.07-31-2017
Donald Eugene OggAllstate Financial Services, LLCVoya Financial Advisors, Inc.07-17-2017
Alton Ryan LumpkinAllstate Financial Services, LLCFidelity Brokerage Services LLC04-19-2017
Evelyn Spahalic PolstonAllstate Financial Services, LLCJ.P. Morgan Securities LLC04-13-2017
Charles Wilmette WrightAllstate Financial Services, LLCTransamerica Financial Advisors, Inc04-06-2017
Jason GrahamAllstate Financial Services, LLCPark Avenue Securities LLC02-28-2017
Anthony Nmn NigroAllstate Financial Services, LLCPruco Securities, LLC.$5002-16-2017
Mimi Yvette BlairAllstate Financial Services, LLCState Farm VP Management Corp.02-16-2017
Robbie Jamal HusseinAllstate Financial Services, LLCCountry Capital Management Company02-01-2017
Danese Michelle TrembleAllstate Financial Services, LLCState Farm VP Management Corp.12-21-2016
Michael J MelvinAllstate Financial Services, LLCState Farm VP Management Corp.12-21-2016
Anthony J MendezAllstate Financial Services, LLCW&S Brokerage Services, Inc.11-30-2016
Mircea CorchesAllstate Financial Services, LLCPruco Securities, LLC.11-23-2016
Donald Michael JankowskiAllstate Financial Services, LLCFifth Third Securities, Inc.$6511-09-2016
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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