Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Bryan AlexanderAllstate Financial Services, LLCBankers Life Securities, Inc.06-27-2018
Matthew Douglas FleschAllstate Financial Services, LLCEdward Jones$10010-24-2012
William Ira Kincaid JrAllstate Financial Services, LLCEquity Services, Inc.06-13-2011
Robert Michael ChesterAllstate Financial Services, LLCFifth Third Securities, Inc.03-23-2015
Alan Judson Carpenter JrAllstate Financial Services, LLCLPL Financial LLC06-27-2019
Kevin Michael GodfreyAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2010
Terry Patrick WallAllstate Financial Services, LLCMetLife Securities Inc.03-15-2016
Ricky Gray CrabtreeAllstate Financial Services, LLCMetLife Securities Inc.01-31-2014
Richard Alan CarrollAllstate Financial Services, LLCMML Investors Services, LLC11-20-2017
Bonnita Lee HargisAllstate Financial Services, LLCNYLIFE Securities LLC04-28-2009
Rea Samuel PtacinAllstate Financial Services, LLCPrincipal Securities, Inc.03-25-2019
Paul A DowdAllstate Financial Services, LLCPrincipal Securities, Inc.$2512-08-2014
Jerry Robert CrouseAllstate Financial Services, LLCPruco Securities, LLC.07-03-2019
James Anthony DallesandroAllstate Financial Services, LLCSecurities America, Inc.01-20-2017
Dimetrius Alonzo HatcherAllstate Financial Services, LLCState Farm VP Management Corp.08-20-2020
Eric Richard BohmanAllstate Financial Services, LLCState Farm VP Management Corp.03-17-2015
James Knox Ashford JrAllstate Financial Services, LLCSunset Financial Services, Inc.$2511-14-2011
Coleton BooneAllstate Financial Services, LLCUBS Financial Services Inc.03-06-2018
William Christopher StanfordAllstate Financial Services, LLCW&S Brokerage Services, Inc.10-31-2017
Herbert L BrinskelleAllstate Financial Services, LLCWells Fargo Clearing Services, LLC07-21-2016

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.