Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Delis Simmons Jr.Allstate Financial Services, LLCThe Leaders Group, Inc.12-05-2018
Hanh Thi TranAllstate Financial Services, LLCJ.P. Morgan Securities LLC11-06-2018
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Gregory Michael SmithAllstate Financial Services, LLCVoya Financial Advisors, Inc.$2509-26-2018
Jason Howell PoffAllstate Financial Services, LLCLPL Financial LLC$106-15-2018
Hilary Kate WilliamsAllstate Financial Services, LLCQuest Capital Strategies, Inc.06-12-2018
Kyle Richard RhodesAllstate Financial Services, LLCNYLIFE Securities LLC01-05-2018
Jerry Wayne CochranAllstate Financial Services, LLCPrincipal Securities, Inc.12-14-2017
Catherine Brooke YorkAllstate Financial Services, LLCState Farm VP Management Corp.12-05-2017
Lawrence Dale Nicholson IIIAllstate Financial Services, LLCRaymond James & Associates, Inc.12-01-2017
Christopher Scott ObannerAllstate Financial Services, LLCGWFS Equities, Inc.$110-30-2017
Matthew Taylor KeenerAllstate Financial Services, LLCFidelity Brokerage Services LLC10-27-2017
Ryan Adam LansfordAllstate Financial Services, LLCOppenheimer & Co. Inc.10-19-2017
Alfonso Rodriguez Jr.Allstate Financial Services, LLCJ.P. Morgan Securities LLC09-28-2017
Matthew Brian BordelonAllstate Financial Services, LLCNYLIFE Securities LLC09-22-2017
Curtis Bernard WileyAllstate Financial Services, LLCBB&T Investment Services, Inc.08-11-2017
Virginia Pope AllwardtAllstate Financial Services, LLCHilltop Securities Inc.06-28-2017
Shirley Fenimore Anderson IIIAllstate Financial Services, LLCWaddell & Reed06-20-2017
Mark Edward KenneyAllstate Financial Services, LLCRegal Investment Advisors LLC$105-25-2017
Thomas Earl NealAllstate Financial Services, LLCNYLIFE Securities LLC05-18-2017
Verna Corriveau-SchoenAllstate Financial Services, LLCRobertson Wealth Management, LLC05-05-2017
Jason Thomas VarugheseAllstate Financial Services, LLCPFS Investments Inc.04-27-2017
Chad Steven OntkoAllstate Financial Services, LLCRaymond James Financial Services, Inc.$5004-25-2017
Kelly Jean MillerAllstate Financial Services, LLCNationwide Investment Services Corporation04-14-2017
Luis Adolfo RicardoAllstate Financial Services, LLCTransamerica Financial Advisors, Inc$1003-23-2017
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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