Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Leo Joseph BensonAllstate Financial Services, LLCProEquities, Inc.11-10-2017
Jennifer Scanlon RossettiniAllstate Financial Services, LLCSunTrust Advisory Services, Inc.03-23-2017
James Brian RohallAllstate Financial Services, LLCSunTrust Investment Services, Inc.03-20-2017
Ryan Dean JenningsAllstate Financial Services, LLCMML Investors Services, LLC11-07-2016
Nathan Ben Ben SkievaskiAllstate Financial Services, LLCUnited Brokerage Services, Inc08-30-2016
Cherisse Juliana Ferrier-YardeAllstate Financial Services, LLCFirst Command Financial Planning, Inc.05-06-2016
Eileen Hickey BloxomAllstate Financial Services, LLCSagePoint Financial, Inc.03-17-2016
Jeffrey Robert LayneAllstate Financial Services, LLCFarmers Financial Solutions, LLC10-12-2015
Kerry Sullivan ShepherdAllstate Financial Services, LLCState Farm VP Management Corp.07-16-2015
Gayle Ward GruchowAllstate Financial Services, LLCAXA Advisors, LLC06-24-2015
Robert Howard BurnsAllstate Financial Services, LLCGlobal Brokerage Services, Inc.$5001-09-2015
Linda Marie Glantz-MurrayAllstate Financial Services, LLCAXA Advisors, LLC07-14-2014
Merrill Tucker WaitsAllstate Financial Services, LLCLincoln Financial Advisors Corporation05-20-2014
Ronald Philip RubinAllstate Financial Services, LLCNew England Securities$2503-10-2014
Patrick Charles KincheloeAllstate Financial Services, LLCHorace Mann Investors, Inc.02-03-2014
James Reginald Esaw Jr.Allstate Financial Services, LLCLincoln Financial Advisors Corporation01-16-2014
Robert Murray Dick IIIAllstate Financial Services, LLCLPL Financial LLC08-01-2013
Joseph Ward FrielAllstate Financial Services, LLCMetLife Securities Inc.06-14-2013
Charles Groome PowellAllstate Financial Services, LLCWaddell & Reed05-08-2013
Andrew Austin McfallsAllstate Financial Services, LLCNYLIFE Securities LLC$101-24-2013
James Glenn Halsey Jr.Allstate Financial Services, LLCLifeMark Securities Corp.10-04-2012
Miguel PenalozaAllstate Financial Services, LLCProEquities, Inc.06-25-2012
Abbas Abdulrahim RawootAllstate Financial Services, LLCLPL Financial LLC$103-26-2012
Neal Alan SticklesAllstate Financial Services, LLCNationwide Securities, LLC$5003-26-2012
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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