Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David An TranAllstate Financial Services, LLCKey Investment Services LLC08-15-2019
Kevin Eric VanegdomAllstate Financial Services, LLCCountry Capital Management Company03-05-2019
Robert Dean YoungAllstate Financial Services, LLCMML Investors Services, LLC10-30-2018
Christopher C. KautAllstate Financial Services, LLCCountry Capital Management Company10-30-2018
Mariah Mae GatesAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-06-2018
Ryan Richard GreenAllstate Financial Services, LLCThrivent Investment Management Inc.08-03-2018
Ram Krishna PurohitAllstate Financial Services, LLCPruco Securities, LLC.06-08-2018
James D. HammerAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-22-2018
Chad Ray ErwinAllstate Financial Services, LLCState Farm VP Management Corp.02-05-2018
Dennis Albert KaiserAllstate Financial Services, LLCPrudential Annuities Distributors, Inc11-24-2017
Christopher WalkerAllstate Financial Services, LLCKey Investment Services LLC$55010-05-2017
Kevin Leslie GaraskyAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-20-2017
Colin Francis JohnsonAllstate Financial Services, LLCStira Capital Markets Group, LLC$25010-04-2016
Tracy Allan SchaffAllstate Financial Services, LLCM Holdings Securities, Inc.06-01-2016
Jed Albert FisherAllstate Financial Services, LLCPFS Investments Inc.03-28-2016
Casey James WassellAllstate Financial Services, LLCCountry Capital Management Company$25009-23-2015
Shelby L. IversonAllstate Financial Services, LLCState Farm VP Management Corp.09-03-2015
Don EspinozaAllstate Financial Services, LLCState Farm VP Management Corp.05-13-2015
Nancy Sue RussellAllstate Financial Services, LLCNYLIFE Securities LLC01-16-2015
Laurence Eugene DevallAllstate Financial Services, LLCLincoln Financial Advisors Corporation$10010-27-2014
Mark Sun June YangAllstate Financial Services, LLCPruco Securities, LLC.$25010-06-2014
Gary Douglas BlatterAllstate Financial Services, LLCHornor, Townsend & Kent, LLC$10002-05-2014
Kevin Paul SharmanAllstate Financial Services, LLCKey Investment Services LLC$10006-06-2013
David KassalaAllstate Financial Services, LLCState Farm VP Management Corp.01-28-2013
Aaron Christopher MesarosAllstate Financial Services, LLCU.S. Bancorp Investments, Inc.10-05-2011
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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