Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rosa Bony HaroAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Anthony FuccilliAllstate Financial Services, LLCAllstate Financial Services, LLC$2503-20-2019
Nathan PenhaAllstate Financial Services, LLCAIG Capital Services, Inc.03-22-2019
Rea Samuel PtacinAllstate Financial Services, LLCPrincipal Securities, Inc.03-25-2019
Arslanamin ShahAllstate Financial Services, LLCMML Investors Services, LLC03-27-2019
Amos GeviliAllstate Financial Services, LLCMML Investors Services, LLC03-28-2019
Christopher Croy SpragueAllstate Financial Services, LLCPark Avenue Securities LLC03-29-2019
Joseph Brian KirklandAllstate Financial Services, LLCCountry Capital Management Company04-03-2019
Thomas J KiernanAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC04-08-2019
Thao Phuong NguyenAllstate Financial Services, LLCNationwide Securities, LLC04-11-2019
Daniel Mark RankinAllstate Financial Services, LLCVALIC Financial Advisors, Inc.04-18-2019
Michael J La ChapelleAllstate Financial Services, LLCAXA Advisors, LLC04-18-2019
Rene Hernandez Jr.Allstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2019
Shelly Marie SmithAllstate Financial Services, LLCHorace Mann Investors, Inc.04-23-2019
Ronald Edward WilsonAllstate Financial Services, LLCMML Investors Services, LLC$2504-24-2019
Jawad Mohammed HaidariAllstate Financial Services, LLCAllstate Financial Services, LLC04-26-2019
Jeffrey Andrew BowenAllstate Financial Services, LLCCalton & Associates, Inc.04-29-2019
Kenneth Gregory KlagesAllstate Financial Services, LLCVALIC Financial Advisors, Inc.04-30-2019
Shantal Lillian TolbertAllstate Financial Services, LLCTransamerica Financial Advisors, Inc05-01-2019
James Anthony GeraciAllstate Financial Services, LLCMML Investors Services, LLC05-07-2019
James Michael FlanaganAllstate Financial Services, LLCTransamerica Financial Advisors, Inc05-08-2019
Jeffrey Morris GaterAllstate Financial Services, LLCEnvoy Advisory, Inc.$15005-08-2019
Dana John LarsonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2019
Maurice Bernard SpringerAllstate Financial Services, LLCPruco Securities, LLC.05-10-2019
Donald Craig RogersAllstate Financial Services, LLCOneAmerica Securities, Inc.05-14-2019
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.