Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William James HoodAmerican Independent Securities Group, LLCCullum & Burks Securities, Inc.08-10-2010
William Dolph MolitorAmerican Independent Securities Group, LLCCapital Financial Services, Inc.$1009-30-2010
Thomas Wayne Davis Jr.American Independent Securities Group, LLCRoyal Alliance Associates, Inc.11-13-2013
Ronald George TracyAmerican Independent Securities Group, LLCJHS Capital Advisors, LLC03-25-2013
Richard Marshall MilesAmerican Independent Securities Group, LLCJ.P. Turner & Company, L.L.C.07-28-2011
Pamela Sue McClennyAmerican Independent Securities Group, LLCAdirondack Trading Group LLC10-07-2015
Nicholas James DarvinAmerican Independent Securities Group, LLCLeonard & Company$10005-20-2010
Matthew John PaolucciAmerican Independent Securities Group, LLCA & I Financial Services, LLC$507-08-2013
Magdalena Balangitan HurstAmerican Independent Securities Group, LLCCapital Financial Services, Inc.$5007-23-2010
Kevin Michael VolzAmerican Independent Securities Group, LLCForta Financial Group, Inc.08-18-2011
Kala Liane DuncanAmerican Independent Securities Group, LLCCapital Financial Services, Inc.07-28-2009
Joseph Louis GagnonAmerican Independent Securities Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-01-2013
Joan Mae McCluneAmerican Independent Securities Group, LLCProspera Financial Services, Inc.$2510-04-2013
James Brennan BrownAmerican Independent Securities Group, LLCEdward Jones01-22-2020
Heidi Wendy HackettAmerican Independent Securities Group, LLCJHS Capital Advisors, LLC10-01-2013
Dennis Lynn LathamAmerican Independent Securities Group, LLCSummit Brokerage Services, Inc.07-05-2010
Daniel David LauerAmerican Independent Securities Group, LLCQA3 Financial Corp.02-22-2011
Daniel Albert Anderson IIIAmerican Independent Securities Group, LLCCAPITAL FINANCIAL SERVICES, INC.$1005-29-2019
Christopher P. RosaAmerican Independent Securities Group, LLCAXA Advisors, LLC01-30-2012
Christopher Lee WellsAmerican Independent Securities Group, LLCSummit Brokerage Services, Inc.$2507-06-2010
Brian Douglas BardsleyAmerican Independent Securities Group, LLCAdirondack Trading Group LLC$1009-21-2015
Brandyn Duwayne HendricksonAmerican Independent Securities Group, LLCCAPITAL FINANCIAL SERVICES, INC.$1003-19-2019
Andrew James DaudtAmerican Independent Securities Group, LLCEdward Jones$5005-19-2017

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.