Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Donald FrankAmerican Portfolios Financial Services, Inc.Cetera Financial Specialists LLC$1012-04-2019
David Jay RothfeldAmerican Portfolios Financial Services, Inc.Avantax Investment Services, Inc.11-15-2019
Paul William AdamoAmerican Portfolios Financial Services, Inc.Equity Services, Inc.11-01-2019
Ian D SavageAmerican Portfolios Financial Services, Inc.Equity Services, Inc.11-01-2019
Martine Colette StoehrAmerican Portfolios Financial Services, Inc.Equity Services, Inc.11-01-2019
Dan F. DwyerAmerican Portfolios Financial Services, Inc.Novem Group09-20-2019
Reudel DiazAmerican Portfolios Financial Services, Inc.LPL Financial LLC07-11-2019
Evan Joshua LevyAmerican Portfolios Financial Services, Inc.Morgan Stanley06-05-2019
John Zupka IIIAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC05-20-2019
Anubhav MullickAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC05-17-2019
Michael John MurphyAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC05-13-2019
Adam John DeutschAmerican Portfolios Financial Services, Inc.Mutual of America Life Insurance Company$15005-01-2019
Joffre SalazarAmerican Portfolios Financial Services, Inc.LPL Financial LLC04-08-2019
John Fitzgerald CullinanAmerican Portfolios Financial Services, Inc.TD Private Client Wealth LLC01-23-2019
Louis Adam GoldmanAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$25001-22-2019
Peter Thomas LawrenceAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$10001-08-2019
Alexander ZingerAmerican Portfolios Financial Services, Inc.Independent Financial Group, LLC$10012-20-2018
Stephen Ira GilbergAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$50012-14-2018
Harry Charles KatzAmerican Portfolios Financial Services, Inc.Northeast Securities, LLC$50011-19-2018
Michael John BurkeAmerican Portfolios Financial Services, Inc.Northeast Securities, LLC$50010-31-2018
Lawrence Joel BrownAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC10-02-2018
Johnavia Natalie Scott-WaltonAmerican Portfolios Financial Services, Inc.J.P. Morgan Securities LLC$10009-26-2018
Richard Eric WesterbergAmerican Portfolios Financial Services, Inc.Northeast Asset Management LLC$15009-24-2018
Michael James GallagherAmerican Portfolios Financial Services, Inc.Northeast Asset Management LLC$50009-24-2018
David Michael Pulcini Jr.American Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
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Showing 1 to 25 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.