Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Lee DavidsonAmerican Portfolios Financial Services, Inc.Raymond James Financial Services, Inc.$1001-26-2009
Gerard TrappAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.07-17-2009
Patricia Ann TrappAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.07-17-2009
Brendan Kernkamp LeaveyAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC$5007-24-2009
Frank Joseph OcelloAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC$15007-28-2009
Linda Kay SachsAmerican Portfolios Financial Services, Inc.TimeCapital Securities Corporation07-30-2009
Mark A. CirelliAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2009
Kevin Michael McCarthyAmerican Portfolios Financial Services, Inc.Intercarolina Financial Services, Inc.08-17-2009
Christopher MuratoriAmerican Portfolios Financial Services, Inc.Mutual Service Corporation08-25-2009
John Brendan DobbertinAmerican Portfolios Financial Services, Inc.LPL Financial LLC09-03-2009
Thomas Garvin Jr.American Portfolios Financial Services, Inc.Penn Plaza Brokerage, Ltd.09-04-2009
Ely SteinfeldAmerican Portfolios Financial Services, Inc.Penn Plaza Brokerage, Ltd.09-04-2009
Timothy Alan GusekAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.09-14-2009
Mauro Frank D'AddatoAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-25-2009
Adam Michael MarkAmerican Portfolios Financial Services, Inc.Long Grove Trading Co.09-28-2009
James Francis McPartlanAmerican Portfolios Financial Services, Inc.Walnut Street Securities, Inc.$10010-02-2009
Terrence Edward HerrAmerican Portfolios Financial Services, Inc.FSC Securities Corporation$1003-05-2010
Jack Francis KosinskiAmerican Portfolios Financial Services, Inc.Talcott Resolution Distribution Company, Inc.04-26-2010
Noah Robert SandersAmerican Portfolios Financial Services, Inc.Key Group Management, Inc.05-10-2010
Greg J. SelgAmerican Portfolios Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC10-07-2010
Sean Lewis BergerAmerican Portfolios Financial Services, Inc.FSC Securities Corporation$1010-18-2010
Ralph Keith AngeloAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Brian James ProvostAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Shawn Michael RichardsAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Todd Ellsworth HarrisAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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