Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert C CondermanAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Robert A. DornanAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
David Mark FullmanAmerican Portfolios Financial Services, Inc.Rogo Capital Llc01-03-2011
Peter Paul OstapowAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC01-18-2011
Todd Matthew DudonisAmerican Portfolios Financial Services, Inc.Purshe Kaplan Sterling Investments$2503-17-2011
Joseph Leo DowneyAmerican Portfolios Financial Services, Inc.Purshe Kaplan Sterling Investments03-18-2011
Brian Keith RicklesAmerican Portfolios Financial Services, Inc.FSC Securities Corporation$2508-23-2011
John Allan MaleAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC11-08-2011
Mark Henry WanderAmerican Portfolios Financial Services, Inc.PTS Brokerage, LLC11-22-2011
James Robert HillAmerican Portfolios Financial Services, Inc.LPL Financial LLC12-16-2011
Randall Simpson ColeAmerican Portfolios Financial Services, Inc.Lincoln Financial Advisors Corporation12-21-2011
Robert Joseph St GeorgeAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5002-03-2012
Christopher Thomas GillonAmerican Portfolios Financial Services, Inc.Sandgrain Securities LLC02-24-2012
William Thomas TortoriceAmerican Portfolios Financial Services, Inc.Lincoln Financial Advisors Corporation11-09-2012
John Angelo BaldiAmerican Portfolios Financial Services, Inc.Purshe Kaplan Sterling Investments$1002-19-2013
Whitney Wilson MerrillAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5002-26-2013
Nicholas KlopsisAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2013
Stephen Mark MarescaAmerican Portfolios Financial Services, Inc.Private Client Services, LLC05-28-2013
Walter Hugh BrownAmerican Portfolios Financial Services, Inc.Royal Alliance Associates, Inc.09-26-2013
Jeffry Mark RosenAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC09-27-2013
Gregory Edward PuttickAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-03-2013
John D. CosciaAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-09-2013
Edward Mccarthy DooneyAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-12-2013
John MarinelliAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-13-2013
Robert Adrian ShufordAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC01-06-2014
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Showing 26 to 50 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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