Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nora CastroAmeriprise FinancialMorgan Stanley Wealth Management$22704-09-2019
Mike Wincek, David Casteel, Justin BosticAmeriprise FinancialWells Fargo Advisors$17403-26-2019
Jamie GrupeAmeriprise FinancialLPL Financial$17303-18-2019
Joseph PadulaAmeriprise FinancialWells Fargo Advisors$14603-12-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker Ameriprise FinancialLPL Financial$63303-04-2019
George Vilfordi III, Aaron Vilfordi, Alex Vilfordi and Adam VilfordiAmeriprise FinancialUBS Financial Services$31402-12-2019
Calvin R. KongAmeriprise FinancialMorgan Stanley Wealth Management$14102-08-2019
Sean Riley Ameriprise FinancialWells Fargo Clearing Services$10001-10-2019
Angie Messer, Greg Rust Ameriprise FinancialHilliard Lyons$18201-10-2019
Rick MundraneAmeriprise FinancialMorgan Stanley Wealth Management$10612-12-2018
David KutzAmeriprise FinancialWells Fargo Advisors$12312-12-2018
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise FinancialWells Fargo Advisors$27312-04-2018
Marcy Rose, Joseph SorannoAmeriprise FinancialMorgan Stanley Wealth Management$18511-29-2018
Joseph Gronwald, Ryan Katahara, David NakamotoAmeriprise FinancialBank of America Merrill Lynch$18811-29-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34611-19-2018
Timothy DijakAmeriprise FinancialRaymond James$13911-19-2018
John PavelkaAmeriprise FinancialWells Fargo$12511-19-2018
Debra Feaser, Michael EisenbraunAmeriprise FinancialEdward Jones$21511-19-2018
Brian BratspisAmeriprise FinancialWells Fargo$15111-19-2018
Alexander TimpsonAmeriprise FinancialWells Fargo$23211-19-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy VernonAmeriprise FinancialLPL Financial$21711-12-2018
Neil Abney, Trisha AbneyAmeriprise FinancialBank of America Merrill Lynch$10011-05-2018
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellAmeriprise FinancialFSC Securities$44410-29-2018
Robert LepaAmeriprise FinancialWells Fargo Advisors$9409-27-2018
Randy MacNeillAmeriprise FinancialRaymond James$10509-25-2018
Next Page »

Showing 1 to 25 of 225 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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