Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise FinancialWells Fargo Advisors$27312-04-2018
Marcy Rose, Joseph SorannoAmeriprise FinancialMorgan Stanley Wealth Management$18511-29-2018
Joseph Gronwald, Ryan Katahara, David NakamotoAmeriprise FinancialBank of America Merrill Lynch$18811-29-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34611-19-2018
Timothy DijakAmeriprise FinancialRaymond James$13911-19-2018
John PavelkaAmeriprise FinancialWells Fargo$12511-19-2018
Debra Feaser, Michael EisenbraunAmeriprise FinancialEdward Jones$21511-19-2018
Brian BratspisAmeriprise FinancialWells Fargo$15111-19-2018
Alexander TimpsonAmeriprise FinancialWells Fargo$23211-19-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy VernonAmeriprise FinancialLPL Financial$21711-12-2018
Neil Abney, Trisha AbneyAmeriprise FinancialBank of America Merrill Lynch$10011-05-2018
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellAmeriprise FinancialFSC Securities$44410-29-2018
Robert LepaAmeriprise FinancialWells Fargo Advisors$9409-27-2018
Randy MacNeillAmeriprise FinancialRaymond James$10509-25-2018
Stephen OrenchukAmeriprise FinancialWells Fargo Clearing Services$9209-18-2018
Jeffrey EagleAmeriprise FinancialMora WM Securities$9909-18-2018
Steven Lundquist, Ryan Lundquist, Martin, VanamenAmeriprise FinancialCentaurus Financial, Inc.$9909-10-2018
Ed PontarelliAmeriprise FinancialOppenheimer$7609-04-2018
Gregory MantoAmeriprise FinancialAxa Advisors$5809-04-2018
Peter De ArcangelisAmeriprise FinancialWells Fargo Clearing Services$14008-30-2018
Jeffrey DobbelmannAmeriprise FinancialRBC Wealth Management$8008-24-2018
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Ron MasonAmeriprise FinancialRBC Wealth Management$7008-23-2018
Matthew W. Shaughnessy Joe HollisAmeriprise FinancialUBS Financial Services$28408-17-2018
John Burg, Tamara ColonAmeriprise FinancialWells Fargo Clearing Services$16108-14-2018
Next Page »

Showing 1 to 25 of 214 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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