Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph PadulaAmeriprise FinancialWells Fargo Advisors$14603-01-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker Ameriprise FinancialLPL Financial$63302-21-2019
Jamie GrupeAmeriprise FinancialLPL Financial$17302-01-2019
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise FinancialWells Fargo Advisors$27312-30-2018
Angie Messer, Greg Rust Ameriprise FinancialHilliard Lyons$18212-14-2018
Sean Riley Ameriprise FinancialWells Fargo Clearing Services$10011-28-2018
George Vilfordi III, Aaron Vilfordi, Alex Vilfordi and Adam VilfordiAmeriprise FinancialUBS Financial Services$31411-16-2018
Rick MundraneAmeriprise FinancialMorgan Stanley Wealth Management$10611-09-2018
Debra Feaser, Michael EisenbraunAmeriprise FinancialEdward Jones$21511-02-2018
Timothy DijakAmeriprise FinancialRaymond James$13911-02-2018
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellAmeriprise FinancialFSC Securities$44410-29-2018
Calvin R. KongAmeriprise FinancialMorgan Stanley Wealth Management$14110-26-2018
David KutzAmeriprise FinancialWells Fargo Advisors$12310-26-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy Vernon Ameriprise FinancialLPL Financial$21710-26-2018
Alexander TimpsonAmeriprise FinancialWells Fargo$23210-12-2018
Joseph Gronwald, Ryan Katahara, David NakamotoAmeriprise FinancialBank of America Merrill Lynch$18810-05-2018
Robert LepaAmeriprise FinancialWells Fargo Advisors$9409-27-2018
Brian BratspisAmeriprise FinancialWells Fargo$15109-21-2018
John PavelkaAmeriprise FinancialWells Fargo$12509-14-2018
Neil Abney, Trisha AbneyAmeriprise FinancialBank of America Merrill Lynch$10009-14-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34608-31-2018
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Jeffrey DobbelmannAmeriprise FinancialRBC Wealth Management$8008-24-2018
Ron MasonAmeriprise FinancialRBC Wealth Management$7008-23-2018
Matthew W. Shaughnessy Joe HollisAmeriprise FinancialUBS Financial Services$28408-17-2018
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Showing 1 to 25 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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