Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald CamisascaAmeriprise FinancialMorgan Stanley Wealth Management$9608-27-2014
Kevin P. BarnesAmeriprise FinancialProEquities$14808-29-2014
John E. LedfordAmeriprise FinancialCommonwealth Financial Network$13809-05-2014
Steven JacobsonAmeriprise FinancialRaymond James$12409-05-2014
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9509-12-2014
Charles A. SmithAmeriprise FinancialLPL Financial$16510-17-2014
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6611-03-2014
Mitchell R. McCannAmeriprise FinancialRaymond James$10711-03-2014
Robert L. BreenAmeriprise FinancialWells Fargo Advisors$6311-07-2014
Chad R. BarberAmeriprise FinancialEdward Jones$7011-19-2014
Brooks StaplesAmeriprise FinancialU.S. Bancorp Investments$6911-28-2014
James G. OsborneAmeriprise FinancialWells Fargo Advisors$8811-28-2014
Scott NeffAmeriprise FinancialMorgan Stanley Wealth Management$11611-28-2014
Mark Frederick, Timothy Breitfelder, Larry EggersAmeriprise FinancialU.S. Bancorp Investments$21312-03-2014
Brian CaseyAmeriprise FinancialMorgan Stanley Wealth Management$7701-16-2015
Thomas CarusoAmeriprise FinancialMorgan Stanley Wealth Management$10501-16-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8501-16-2015
Robert LumAmeriprise FinancialMJ Whitman$7601-20-2015
William GeraghtyAmeriprise FinancialMJ Whitman$16501-23-2015
Robert ShanksAmeriprise FinancialEdward Jones$12801-27-2015
John RojasAmeriprise FinancialWells Fargo Advisors$7002-06-2015
Marc LevyAmeriprise FinancialMetLife Securities$6202-09-2015
Brian DuelferAmeriprise FinancialWells Fargo Advisors$9702-13-2015
Mike Schaefer, Michael Berges, Dustin McWhirter, Darien Fritts, Steven LundeenAmeriprise FinancialWaddell and Reed$15302-20-2015
Roger 'Bim' Prince, Clint BoxmanAmeriprise FinancialMorgan Stanley Wealth Management$15002-27-2015
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Showing 51 to 75 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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