Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James MottelerAmeriprise FinancialWells Fargo Advisors$7103-13-2015
Jim MottelerAmeriprise FinancialWells Fargo Advisors$8003-13-2015
Ralph FreibartAmeriprise FinancialLPL Financial$6103-13-2015
Mace Tamse, Chris GuarinoAmeriprise FinancialMorgan Stanley Wealth Management$16003-27-2015
Richard McMahonAmeriprise FinancialSecurities America$8403-30-2015
David FlandersAmeriprise FinancialWells Fargo Advisors$5404-24-2015
Henry ShoresAmeriprise FinancialWells Fargo Advisors$6604-30-2015
James WalkerAmeriprise FinancialWells Fargo Advisors$5504-30-2015
Karen HigginsAmeriprise FinancialWells Fargo Advisors$10204-30-2015
Kevin WoodAmeriprise FinancialWells Fargo Advisors$15404-30-2015
William 'Bill' LukeAmeriprise FinancialWells Fargo Advisors$10204-30-2015
David Dominici, Ray Nowak, Jacqueline ZapicchiAmeriprise FinancialSignator Investors$14105-15-2015
Jason DonethAmeriprise FinancialLPL Financial$14705-15-2015
John Yetman, Adam GoddardAmeriprise FinancialMorgan Stanley Wealth Management$9606-26-2015
Chris PlechyAmeriprise FinancialStifel Nicolaus & Co.$14107-10-2015
Derrick T. WellsAmeriprise FinancialEdward Jones$10307-17-2015
Kenton McMahon Ameriprise FinancialWells Fargo Advisors$16107-17-2015
Brian McDaid Ameriprise FinancialSecurities America$7907-24-2015
Clare HiattAmeriprise FinancialWells Fargo Advisors$5407-24-2015
David OdomAmeriprise FinancialWells Fargo Advisors$10707-24-2015
Glenn KenesAmeriprise FinancialWells Fargo Advisors$19007-24-2015
Richard BarberAmeriprise FinancialWells Fargo Advisors$6307-24-2015
Sandra SmithAmeriprise FinancialMJ Whitman$23008-28-2015
Gary WhittakerAmeriprise FinancialStifel Nicolaus & Co.$6210-23-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
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Showing 76 to 100 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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