Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederic WoloshinAmeriprise FinancialJanney Montgomery Scott$7111-05-2015
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Scott HusnickAmeriprise FinancialRaymond James$14311-06-2015
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
Kevin SmithAmeriprise FinancialUBS Financial Services$7401-12-2016
Michael MaherAmeriprise FinancialStifel Nicolaus & Co.$11204-15-2016
Jamie SutherlandAmeriprise FinancialWells Fargo Advisors$8004-29-2016
Michael GarofaloAmeriprise FinancialVoya Financial Advisors$7504-29-2016
Bill AustinAmeriprise FinancialWells Fargo Advisors$10905-02-2016
Matthew SchradyAmeriprise FinancialMorgan Stanley Wealth Management$11705-06-2016
Jeffrey MillerAmeriprise FinancialInvestment Centers of America$12505-16-2016
Pradeep GokhaleAmeriprise FinancialBank of America Merrill Lynch$7505-20-2016
Jack CooleyAmeriprise FinancialRBC Wealth Management$7206-03-2016
Scott DowAmeriprise FinancialNorthwestern Mutual $11706-09-2016
John KnudsonAmeriprise FinancialOppenheimer$8006-15-2016
David DitzelAmeriprise FinancialRaymond James$7206-29-2016
Martin MooreAmeriprise FinancialUBS Financial Services$12007-01-2016
Michael GimlinAmeriprise FinancialNational Planning$11707-01-2016
James J. O'BrienAmeriprise FinancialCetera$9207-15-2016
Joe CunninghamAmeriprise FinancialSagePoint Financial$7307-15-2016
Frank CoussensAmeriprise FinancialBank of America Merrill Lynch$13208-19-2016
Dean WeaverAmeriprise FinancialUBS Financial Services$26108-26-2016
Michael AndriaccioAmeriprise FinancialCetera$7808-26-2016
Robert StreedAmeriprise FinancialRBC Wealth Management$7608-26-2016
Tena KautzAmeriprise FinancialMSI Financial Services$7608-31-2016
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Showing 101 to 125 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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