Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark McGrathAmeriprise FinancialStifel Nicolaus & Co.$14111-16-2017
Phil WoodAmeriprise FinancialSII Investments$38011-16-2017
Jay GordonAmeriprise FinancialMorgan Stanley Wealth Management$7311-20-2017
Paul NotermannAmeriprise FinancialMorgan Stanley Wealth Management$9211-20-2017
Ryan LurieAmeriprise FinancialMorgan Stanley Wealth Management$6911-20-2017
Neil BaileyAmeriprise FinancialLPL Financial$18611-30-2017
Anthony BaroneAmeriprise FinancialWells Fargo Advisors$12512-01-2017
David AdamsAmeriprise FinancialSagePoint Financial$8601-03-2018
Paul Orlando, Derek BusbyAmeriprise FinancialEdward Jones$18501-04-2018
Roger Daniel, Bryan DanielAmeriprise FinancialMorgan Stanley Wealth Management$32801-12-2018
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAmeriprise FinancialAxa Advisors$15002-01-2018
Ryan Lambert, Cheri Amsden, Daniel Miller, James Phillips, Christopher Spratt, Mark WellsAmeriprise FinancialMML Investors Services$29402-01-2018
Richard L. BeanAmeriprise FinancialUBS Financial Services$7702-16-2018
Ed PontarelliAmeriprise FinancialOppenheimer$7602-23-2018
Regina Ruth Onkst, Jim OnkstAmeriprise FinancialUBS Financial Services$11303-09-2018
Steven Lundquist, Ryan Lundquist, Martin, VanamenAmeriprise FinancialCentaurus Financial, Inc.$9903-23-2018
Marcy Rose, Joseph SorannoAmeriprise FinancialMorgan Stanley Wealth Management$18507-07-2018
Jeffrey EagleAmeriprise FinancialMora WM Securities$9907-20-2018
Stephen OrenchukAmeriprise FinancialWells Fargo Clearing Services$9207-20-2018
John Burg, Tamara ColonAmeriprise FinancialWells Fargo Clearing Services$16107-20-2018
Randy MacNeillAmeriprise FinancialRaymond James$10507-24-2018
Peter De ArcangelisAmeriprise FinancialWells Fargo Clearing Services$14008-03-2018
Gregory MantoAmeriprise FinancialAxa Advisors$5808-10-2018
Matthew W. Shaughnessy Joe HollisAmeriprise FinancialUBS Financial Services$28408-17-2018
Ron MasonAmeriprise FinancialRBC Wealth Management$7008-23-2018
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Showing 176 to 200 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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