Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angelo Ferlisi, Randy Laird, Bill Morris, Pearson MatthewsAmeriprise FinancialMorgan Stanley Wealth Management$13410-15-2010
Greg VandergriftAmeriprise FinancialLPL Financial$7011-01-2010
Sheila SpicehandlerAmeriprise FinancialMorgan Stanley Wealth Management$20010-03-2011
Bruce McGaughAmeriprise FinancialRBC Wealth Management$10010-20-2011
Allan RaubAmeriprise FinancialVSR Financial Services$10511-09-2011
Craig Russ, Robert FurciatoAmeriprise FinancialBank of America Merrill Lynch$8311-14-2011
David BoersigAmeriprise FinancialUBS Financial Services01-13-2012
Keith SomersAmeriprise FinancialLPL Financial$5101-13-2012
Ed HanksAmeriprise FinancialWells Fargo Advisors$13401-20-2012
Dan DijakAmeriprise FinancialRaymond James$8102-02-2012
Dong ChoiAmeriprise FinancialMorgan Stanley Wealth Management$5502-03-2012
John LevitzAmeriprise FinancialMorgan Stanley Wealth Management$8702-03-2012
Robert Holland, Denise HollandAmeriprise FinancialSummit Brokerage Services$9602-03-2012
Brian McCarrenAmeriprise FinancialJanney Montgomery Scott$11402-13-2012
Joseph O'KeefeAmeriprise FinancialMorgan Stanley Wealth Management$6402-17-2012
Aaron WolsonAmeriprise FinancialWells Fargo Advisors$5202-17-2012
David LoweAmeriprise FinancialBank of America Merrill Lynch$8803-09-2012
Doug Viellette, Dan DanotoAmeriprise FinancialMorgan Stanley Wealth Management$21103-16-2012
Mark BrellisAmeriprise FinancialMorgan Stanley Wealth Management$8103-16-2012
Michele ColarussoAmeriprise FinancialLPL Financial$6503-16-2012
Charles HartAmeriprise FinancialVSR Financial Services$11403-30-2012
Kevin Donoghue, James DonoghueAmeriprise FinancialLincoln Financial$8404-10-2012
John Lupi and AssociatesAmeriprise FinancialWells Fargo Advisors$10108-14-2012
James Marchesi and AssociatesAmeriprise FinancialLPL Financial$11508-17-2012
John CartolanoAmeriprise FinancialLPL Financial$20008-17-2012
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Showing 1 to 25 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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