Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron WolsonAmeriprise FinancialWells Fargo Advisors$5202-17-2012
Alan BlenderAmeriprise FinancialMorgan Stanley Wealth Management$19808-11-2017
Alexander TimpsonAmeriprise FinancialWells Fargo$23210-12-2018
Allan RaubAmeriprise FinancialVSR Financial Services$10511-09-2011
Angelo Ferlisi, Randy Laird, Bill Morris, Pearson MatthewsAmeriprise FinancialMorgan Stanley Wealth Management$13410-15-2010
Angie Messer, Greg Rust Ameriprise FinancialHilliard Lyons$18212-14-2018
Anthony BaroneAmeriprise FinancialWells Fargo Advisors$12512-01-2017
Anthony Trigona, Lawrence StateAmeriprise FinancialRaymond James$15002-17-2017
Anthony TrottaAmeriprise FinancialWells Fargo Advisors$6502-16-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise FinancialNext Financial$20203-13-2017
Arthur HoffmanAmeriprise FinancialWedbush Securities$12311-18-2016
Bill AustinAmeriprise FinancialWells Fargo Advisors$10905-02-2016
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy Vernon Ameriprise FinancialLPL Financial$21710-26-2018
Bob Emerson, Sean Stevenson, Tom Eisenhuth, Bill McKeeAmeriprise FinancialMorgan Stanley Wealth Management$34107-07-2017
Brad Bersh, Terrence McCreanor, Dana MessinaAmeriprise FinancialMorgan Stanley Wealth Management$38502-03-2017
Brian BratspisAmeriprise FinancialWells Fargo$15109-21-2018
Brian CaseyAmeriprise FinancialMorgan Stanley Wealth Management$7701-16-2015
Brian DuelferAmeriprise FinancialWells Fargo Advisors$9702-13-2015
Brian McCarrenAmeriprise FinancialJanney Montgomery Scott$11402-13-2012
Brian McDaid Ameriprise FinancialSecurities America$7907-24-2015
Brooks StaplesAmeriprise FinancialU.S. Bancorp Investments$6911-28-2014
Bruce McGaughAmeriprise FinancialRBC Wealth Management$10010-20-2011
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Calvin R. KongAmeriprise FinancialMorgan Stanley Wealth Management$14110-26-2018
Chad R. BarberAmeriprise FinancialEdward Jones$7011-19-2014
Next Page »

Showing 1 to 25 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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