Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory MantoAmeriprise FinancialAxa Advisors$5808-10-2018
Peter De ArcangelisAmeriprise FinancialWells Fargo Clearing Services$14008-03-2018
Randy MacNeillAmeriprise FinancialRaymond James$10507-24-2018
Jeffrey EagleAmeriprise FinancialMora WM Securities$9907-20-2018
Stephen OrenchukAmeriprise FinancialWells Fargo Clearing Services$9207-20-2018
John Burg, Tamara ColonAmeriprise FinancialWells Fargo Clearing Services$16107-20-2018
Marcy Rose, Joseph SorannoAmeriprise FinancialMorgan Stanley Wealth Management$18507-07-2018
Steven Lundquist, Ryan Lundquist, Martin, VanamenAmeriprise FinancialCentaurus Financial, Inc.$9903-23-2018
Regina Ruth Onkst, Jim OnkstAmeriprise FinancialUBS Financial Services$11303-09-2018
Ed PontarelliAmeriprise FinancialOppenheimer$7602-23-2018
Richard L. BeanAmeriprise FinancialUBS Financial Services$7702-16-2018
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAmeriprise FinancialAxa Advisors$15002-01-2018
Ryan Lambert, Cheri Amsden, Daniel Miller, James Phillips, Christopher Spratt, Mark WellsAmeriprise FinancialMML Investors Services$29402-01-2018
Roger Daniel, Bryan DanielAmeriprise FinancialMorgan Stanley Wealth Management$32801-12-2018
Paul Orlando, Derek BusbyAmeriprise FinancialEdward Jones$18501-04-2018
David AdamsAmeriprise FinancialSagePoint Financial$8601-03-2018
Anthony BaroneAmeriprise FinancialWells Fargo Advisors$12512-01-2017
Neil BaileyAmeriprise FinancialLPL Financial$18611-30-2017
Jay GordonAmeriprise FinancialMorgan Stanley Wealth Management$7311-20-2017
Paul NotermannAmeriprise FinancialMorgan Stanley Wealth Management$9211-20-2017
Ryan LurieAmeriprise FinancialMorgan Stanley Wealth Management$6911-20-2017
Mark McGrathAmeriprise FinancialStifel Nicolaus & Co.$14111-16-2017
Phil WoodAmeriprise FinancialSII Investments$38011-16-2017
Jose Gabriel Lopez, Misael LugoAmeriprise FinancialRaymond James$12411-10-2017
Heath BartlettAmeriprise FinancialCommonwealth Financial Network$13511-02-2017
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Showing 26 to 50 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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