Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Elgin, Neven ZelichAmeriprise FinancialMid Atlantic Capital$17210-25-2017
Meisha GriffithAmeriprise FinancialCitigroup$10910-25-2017
Michael HuffmanAmeriprise FinancialWells Fargo Advisors$21910-20-2017
David Schrader, Frank DeFrancoAmeriprise FinancialBank of America Merrill Lynch$14310-13-2017
David Neihart, Douglas Royle, Brent Neihart, Camden Fells, Eric Wynkoop, Johnnie HuffAmeriprise FinancialWells Fargo Advisors$36910-06-2017
Erin Wynn Masters, Galin Wynn CristAmeriprise FinancialRaymond James$14109-22-2017
William Wiseman, Parker WisemanAmeriprise FinancialMorgan Stanley Wealth Management$13309-14-2017
Phil NguyenAmeriprise FinancialPurshe Kaplan Sterling Investments$17908-25-2017
Alan BlenderAmeriprise FinancialMorgan Stanley Wealth Management$19808-11-2017
Paul Sheldon, Jesse SheldonAmeriprise FinancialWells Fargo Advisors$19308-11-2017
Stephanie Karpow, Robert LesterAmeriprise FinancialMSI Financial Services$15607-20-2017
Bob Emerson, Sean Stevenson, Tom Eisenhuth, Bill McKeeAmeriprise FinancialMorgan Stanley Wealth Management$34107-07-2017
Stan Leavitt, David Pratt, Rachael MortonAmeriprise FinancialBank of America Merrill Lynch$46307-07-2017
Katherine KicklighterAmeriprise FinancialHilliard Lyons$10906-23-2017
Paul Lang, Emily EllisAmeriprise FinancialEdward Jones$36306-16-2017
Kenneth Demps, Robert Dennis, Jay MacKenzieAmeriprise FinancialMorgan Stanley Wealth Management$27006-02-2017
Charles WhiteAmeriprise FinancialRaymond James$11705-18-2017
James Novaria, Nick YetterAmeriprise FinancialWells Fargo Advisors$22204-27-2017
Scott MathesonAmeriprise FinancialWells Fargo Advisors$7004-26-2017
Jordan Plaster, Clark Scarvey, Harry ShumakerAmeriprise FinancialBank of America Merrill Lynch$33304-21-2017
Craig ParkerAmeriprise FinancialMorgan Stanley Wealth Management$13803-17-2017
Thomas Hughes, Bill SteeleAmeriprise FinancialWells Fargo Advisors$23903-17-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise FinancialNext Financial$20203-13-2017
John Brewster, Randall BrewsterAmeriprise FinancialUBS Financial Services$26103-10-2017
Anthony Trigona, Lawrence StateAmeriprise FinancialRaymond James$15002-17-2017
« Previous PageNext Page »

Showing 51 to 75 of 223 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.