Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony TrottaAmeriprise FinancialWells Fargo Advisors$6502-16-2017
Brad Bersh, Terrence McCreanor, Dana MessinaAmeriprise FinancialMorgan Stanley Wealth Management$38502-03-2017
Dorne HallAmeriprise FinancialMSI Financial Services$16002-03-2017
Howard Gartenhaus, Matthew Zuckergood, Howard Perlroth, Bryan BeamerAmeriprise FinancialKestra Financial$16802-03-2017
Mark StegmannAmeriprise FinancialWells Fargo Advisors$9102-03-2017
Thomas DattiloAmeriprise FinancialUBS Financial Services$14702-03-2017
Phillip JohnsonAmeriprise FinancialWoodbury Financial Services$7801-30-2017
Donald Alderman, Robert Holt, Jamie O'Brien, Scott LaneyAmeriprise FinancialWells Fargo Advisors$50001-20-2017
John MaitaAmeriprise FinancialUBS Financial Services$10701-20-2017
Debrah OelkeAmeriprise FinancialUBS Financial Services$11901-13-2017
Margo ClarkeAmeriprise FinancialBank of America Merrill Lynch$24501-13-2017
Paul RoseAmeriprise FinancialWells Fargo Advisors$12301-12-2017
Gregory AloisioAmeriprise FinancialWells Fargo Advisors$10312-19-2016
Michael FisherAmeriprise FinancialWells Fargo Advisors$19312-05-2016
Jeffrey McKinnonAmeriprise FinancialWells Fargo Advisors$8912-02-2016
Arthur HoffmanAmeriprise FinancialWedbush Securities$12311-18-2016
Robert RaeAmeriprise FinancialRBC Wealth Management$10511-02-2016
Scott Latzke, Mark FillaAmeriprise FinancialMorgan Stanley Wealth Management$34410-07-2016
Scott GongorekAmeriprise FinancialWells Fargo Advisors$8209-30-2016
Todd DarlingAmeriprise FinancialWells Fargo Advisors$10409-30-2016
Robert Ellis, William EllisAmeriprise FinancialCommonwealth Financial Network$17009-07-2016
Matthew NeelyAmeriprise FinancialWells Fargo Advisors$7809-02-2016
Richard DunaganAmeriprise FinancialWells Fargo Advisors$7309-02-2016
Tena KautzAmeriprise FinancialMSI Financial Services$7608-31-2016
Dean WeaverAmeriprise FinancialUBS Financial Services$26108-26-2016
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Showing 76 to 100 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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