Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian DuelferAmeriprise FinancialWells Fargo Advisors$9702-13-2015
Marc LevyAmeriprise FinancialMetLife Securities$6202-09-2015
John RojasAmeriprise FinancialWells Fargo Advisors$7002-06-2015
Robert ShanksAmeriprise FinancialEdward Jones$12801-27-2015
William GeraghtyAmeriprise FinancialMJ Whitman$16501-23-2015
Robert LumAmeriprise FinancialMJ Whitman$7601-20-2015
Brian CaseyAmeriprise FinancialMorgan Stanley Wealth Management$7701-16-2015
Thomas CarusoAmeriprise FinancialMorgan Stanley Wealth Management$10501-16-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8501-16-2015
Mark Frederick, Timothy Breitfelder, Larry EggersAmeriprise FinancialU.S. Bancorp Investments$21312-03-2014
Brooks StaplesAmeriprise FinancialU.S. Bancorp Investments$6911-28-2014
James G. OsborneAmeriprise FinancialWells Fargo Advisors$8811-28-2014
Scott NeffAmeriprise FinancialMorgan Stanley Wealth Management$11611-28-2014
Chad R. BarberAmeriprise FinancialEdward Jones$7011-19-2014
Robert L. BreenAmeriprise FinancialWells Fargo Advisors$6311-07-2014
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6611-03-2014
Mitchell R. McCannAmeriprise FinancialRaymond James$10711-03-2014
Charles A. SmithAmeriprise FinancialLPL Financial$16510-17-2014
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9509-12-2014
John E. LedfordAmeriprise FinancialCommonwealth Financial Network$13809-05-2014
Steven JacobsonAmeriprise FinancialRaymond James$12409-05-2014
Kevin P. BarnesAmeriprise FinancialProEquities$14808-29-2014
Ronald CamisascaAmeriprise FinancialMorgan Stanley Wealth Management$9608-27-2014
Sandra J. HudginsAmeriprise FinancialBank of America Merrill Lynch$10008-22-2014
Louis Ciliberti Ameriprise FinancialAmerican Portfolios$15007-21-2014
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Showing 151 to 175 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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