Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott CodacoviAmeriprise FinancialPark Avenue Securities$10007-18-2014
Len Clarizio, Tony Sciuto Ameriprise FinancialAmerican Portfolios$11407-14-2014
John PoultonAmeriprise FinancialMorgan Stanley Wealth Management$12506-27-2014
Christopher KnustAmeriprise FinancialMorgan Stanley Wealth Management$14705-09-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7402-28-2014
Kim IsaacsonAmeriprise FinancialMorgan Stanley Wealth Management$12202-26-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5702-14-2014
Shaena MillerAmeriprise FinancialWRP Investments$8902-14-2014
Kevin Farrell, John AngiulliAmeriprise FinancialPNC Investments $16011-29-2013
Michael Cooper, Sidney CooperAmeriprise FinancialMorgan Stanley Wealth Management$20011-29-2013
James CarterAmeriprise FinancialUBS Financial Services$13010-25-2013
Julie LinAmeriprise FinancialUBS Financial Services$5010-25-2013
Christine FranksAmeriprise FinancialRaymond James$8106-28-2013
Jonathan B. AbramsAmeriprise FinancialHSBC Private Bank$8106-24-2013
Michael T. WalshAmeriprise FinancialUBS Financial Services$12006-07-2013
William T. PattonAmeriprise FinancialMorgan Stanley Wealth Management$15004-26-2013
Norman G. HowarthAmeriprise FinancialLPL Financial$19504-25-2013
Donald A. Jones, Trevor JonesAmeriprise FinancialUBS Financial Services04-19-2013
John J. Nelson, Jon T. NelsonAmeriprise FinancialWells Fargo Advisors$12504-12-2013
Jay L. GeaslenAmeriprise FinancialBank of America Merrill Lynch$19404-08-2013
Leasha D. Flammio-WatsonAmeriprise FinancialWells Fargo Advisors$9003-01-2013
Levent Bayrasli, Russell SmithAmeriprise FinancialBank of America Merrill Lynch$9511-16-2012
Ziv Ohel, Bill DuncanAmeriprise FinancialMorgan Stanley Wealth Management$27511-16-2012
James Marchesi and AssociatesAmeriprise FinancialLPL Financial$11508-17-2012
John CartolanoAmeriprise FinancialLPL Financial$20008-17-2012
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Showing 176 to 200 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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