Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Lupi and AssociatesAmeriprise FinancialWells Fargo Advisors$10108-14-2012
Kevin Donoghue, James DonoghueAmeriprise FinancialLincoln Financial$8404-10-2012
Charles HartAmeriprise FinancialVSR Financial Services$11403-30-2012
Doug Viellette, Dan DanotoAmeriprise FinancialMorgan Stanley Wealth Management$21103-16-2012
Mark BrellisAmeriprise FinancialMorgan Stanley Wealth Management$8103-16-2012
Michele ColarussoAmeriprise FinancialLPL Financial$6503-16-2012
David LoweAmeriprise FinancialBank of America Merrill Lynch$8803-09-2012
Joseph O'KeefeAmeriprise FinancialMorgan Stanley Wealth Management$6402-17-2012
Aaron WolsonAmeriprise FinancialWells Fargo Advisors$5202-17-2012
Brian McCarrenAmeriprise FinancialJanney Montgomery Scott$11402-13-2012
Dong ChoiAmeriprise FinancialMorgan Stanley Wealth Management$5502-03-2012
John LevitzAmeriprise FinancialMorgan Stanley Wealth Management$8702-03-2012
Robert Holland, Denise HollandAmeriprise FinancialSummit Brokerage Services$9602-03-2012
Dan DijakAmeriprise FinancialRaymond James$8102-02-2012
Ed HanksAmeriprise FinancialWells Fargo Advisors$13401-20-2012
David BoersigAmeriprise FinancialUBS Financial Services01-13-2012
Keith SomersAmeriprise FinancialLPL Financial$5101-13-2012
Craig Russ, Robert FurciatoAmeriprise FinancialBank of America Merrill Lynch$8311-14-2011
Allan RaubAmeriprise FinancialVSR Financial Services$10511-09-2011
Bruce McGaughAmeriprise FinancialRBC Wealth Management$10010-20-2011
Sheila SpicehandlerAmeriprise FinancialMorgan Stanley Wealth Management$20010-03-2011
Greg VandergriftAmeriprise FinancialLPL Financial$7011-01-2010
Angelo Ferlisi, Randy Laird, Bill Morris, Pearson MatthewsAmeriprise FinancialMorgan Stanley Wealth Management$13410-15-2010
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Showing 201 to 223 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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