Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellAmeriprise FinancialFSC Securities$44410-29-2018
Robert LepaAmeriprise FinancialWells Fargo Advisors$9409-27-2018
Jeffrey EagleAmeriprise FinancialMora WM Securities$9907-20-2018
Regina Ruth Onkst, Jim OnkstAmeriprise FinancialUBS Financial Services$11303-09-2018
David AdamsAmeriprise FinancialSagePoint Financial$8601-03-2018
Jose Gabriel Lopez, Misael LugoAmeriprise FinancialRaymond James$12411-10-2017
Erin Wynn Masters, Galin Wynn CristAmeriprise FinancialRaymond James$14109-22-2017
Alan BlenderAmeriprise FinancialMorgan Stanley Wealth Management$19808-11-2017
Bob Emerson, Sean Stevenson, Tom Eisenhuth, Bill McKeeAmeriprise FinancialMorgan Stanley Wealth Management$34107-07-2017
Anthony Trigona, Lawrence StateAmeriprise FinancialRaymond James$15002-17-2017
Brad Bersh, Terrence McCreanor, Dana MessinaAmeriprise FinancialMorgan Stanley Wealth Management$38502-03-2017
Frank CoussensAmeriprise FinancialBank of America Merrill Lynch$13208-19-2016
Martin MooreAmeriprise FinancialUBS Financial Services$12007-01-2016
Kevin SmithAmeriprise FinancialUBS Financial Services$7401-12-2016
Gary WhittakerAmeriprise FinancialStifel Nicolaus & Co.$6210-23-2015
Mace Tamse, Chris GuarinoAmeriprise FinancialMorgan Stanley Wealth Management$16003-27-2015
John RojasAmeriprise FinancialWells Fargo Advisors$7002-06-2015
Brian CaseyAmeriprise FinancialMorgan Stanley Wealth Management$7701-16-2015
John E. LedfordAmeriprise FinancialCommonwealth Financial Network$13809-05-2014
Ronald CamisascaAmeriprise FinancialMorgan Stanley Wealth Management$9608-27-2014
Christine FranksAmeriprise FinancialRaymond James$8106-28-2013
Leasha D. Flammio-WatsonAmeriprise FinancialWells Fargo Advisors$9003-01-2013
Kevin Donoghue, James DonoghueAmeriprise FinancialLincoln Financial$8404-10-2012
John LevitzAmeriprise FinancialMorgan Stanley Wealth Management$8702-03-2012
Greg VandergriftAmeriprise FinancialLPL Financial$7011-01-2010

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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