Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Vilfordi III, Aaron Vilfordi, Alex Vilfordi and Adam VilfordiAmeriprise FinancialUBS Financial Services$31411-16-2018
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Roger Daniel, Bryan DanielAmeriprise FinancialMorgan Stanley Wealth Management$32801-12-2018
Thomas Hughes, Bill SteeleAmeriprise FinancialWells Fargo Advisors$23903-17-2017
Richard DunaganAmeriprise FinancialWells Fargo Advisors$7309-02-2016
Pradeep GokhaleAmeriprise FinancialBank of America Merrill Lynch$7505-20-2016
Michael GarofaloAmeriprise FinancialVoya Financial Advisors$7504-29-2016
Robert ShanksAmeriprise FinancialEdward Jones$12801-27-2015
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6611-03-2014
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9509-12-2014
Sandra J. HudginsAmeriprise FinancialBank of America Merrill Lynch$10008-22-2014
Allan RaubAmeriprise FinancialVSR Financial Services$10511-09-2011
Bruce McGaughAmeriprise FinancialRBC Wealth Management$10010-20-2011

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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