Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Todd FlynnAmeriprise Financial Services, Inc.Concorde Asset Management, LLC07-26-2019
Sherrie Lynn InghamAmeriprise Financial Services, Inc.Concorde Asset Management, LLC07-26-2019
Richard Wesley BoschertAmeriprise Financial Services, Inc.Concorde Investment Services, LLC07-26-2019
Thomas Farmer SeidlAmeriprise Financial Services, Inc.L.M. Kohn & Company$2207-26-2019
Teresa Lee FlynnAmeriprise Financial Services, Inc.LPL Financial LLC07-19-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
Doug SehresAmeriprise Financial Services, Inc.Securian Financial Services$8106-21-2019
Sharon Marie MedinaAmeriprise Financial Services, Inc.BFT Financial Group, LLC06-21-2019
Nathanial WooleyAmeriprise Financial Services, Inc.Edward Jones06-21-2019
Stephen M Waite IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$106-18-2019
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Parshalla Kay WoodAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2506-14-2019
Douglas Charles SehresAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$106-07-2019
Jeffrey Brian TurnerAmeriprise Financial Services, Inc.Federated Securities Corp.06-06-2019
Ryan BouchardAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-31-2019
Jonathan Lee WarnerAmeriprise Financial Services, Inc.Edward Jones$2505-31-2019
Tara Jean ShowalterAmeriprise Financial Services, Inc.Equity Services, Inc.$105-31-2019
Alex Joseph WheelerAmeriprise Financial Services, Inc.Waddell & Reed05-31-2019
Vonna Kay HusbyAmeriprise Financial Services, Inc.Raymond James Financial Services$5005-30-2019
Paige Hatton, Peter SullivanAmeriprise Financial Services, Inc.Morgan Stanley $33805-10-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
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Showing 1 to 25 of 3,721 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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