Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan BouchardAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-31-2019
Vonna Kay HusbyAmeriprise Financial Services, Inc.Raymond James Financial Services$5005-30-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Dayton Charles O'BrienAmeriprise Financial Services, Inc.H.D. Vest Investment Services04-26-2019
Lydia Marie PadillaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-26-2019
Luis Daniel NegronAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-15-2019
Russell A DoyleAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-12-2019
Edward Joseph Matosziuk Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-29-2019
Paul Charles DemarkAmeriprise Financial Services, Inc.Morgan Stanley$15003-29-2019
Paul David MarasciulloAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-29-2019
Sandy JukelAmeriprise Financial Services, Inc.Morgan Stanley$15003-29-2019
Stephen Dennis BickleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$25003-29-2019
Braden Charles EllisAmeriprise Financial Services, Inc.ValMark Securities, Inc.$103-29-2019
John Philip CreeronAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$103-25-2019
Jason Edward GreenAmeriprise Financial Services, Inc.Edward Jones$5003-22-2019
Michael E. ArthurAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5003-22-2019
Jason Dean SandsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-15-2019
John RossAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Ryan Scott AckerhaltAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.$103-15-2019
Kamal Asad MalhisAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15003-14-2019
Karen F AroetyAmeriprise Financial Services, Inc.Morgan Stanley$15003-08-2019
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Showing 1 to 25 of 3,699 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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