Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Helene KasenAmeriprise Financial Services, Inc.1st Global Advisors Inc$10011-03-2016
David Lee AnnekenAmeriprise Financial Services, Inc.1st Global Advisors Inc11-03-2014
Kathryn H. BraunAmeriprise Financial Services, Inc.1st Global Advisors Inc09-11-2013
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
David Lee BeneckeAmeriprise Financial Services, Inc.1st Global Capital Corp.$102-20-2018
John Helmer OlsonAmeriprise Financial Services, Inc.1st Global Capital Corp.$102-20-2018
Aubrey Cecil Rhodes Jr.Ameriprise Financial Services, Inc.1st Global Capital Corp.11-22-2017
Wesley Alan GershAmeriprise Financial Services, Inc.1st Global Capital Corp.$2510-28-2016
Paul Jeffrey HaydenAmeriprise Financial Services, Inc.1st Global Capital Corp.$110-06-2016
Dennis Eugene DalyAmeriprise Financial Services, Inc.1st Global Capital Corp.11-13-2015
Joseph Bart GianoliAmeriprise Financial Services, Inc.1st Global Capital Corp.12-05-2014
Paul David MchughAmeriprise Financial Services, Inc.1st Global Capital Corp.12-01-2014
Karen Elizabeth RussoAmeriprise Financial Services, Inc.1st Global Capital Corp.11-03-2014
Stephen Paul PezzulloAmeriprise Financial Services, Inc.1st Global Capital Corp.03-06-2013
Donald Murray BroeschAmeriprise Financial Services, Inc.1st Global Capital Corp.09-01-2012
Dennis Eugene BryanAmeriprise Financial Services, Inc.1st Global Capital Corp.01-03-2012
Homer Scoville Smith IVAmeriprise Financial Services, Inc.1st Global Capital Corp.$5008-19-2011
Tim Andrew DevineAmeriprise Financial Services, Inc.1st Global Capital Corp.03-10-2011
Daniel Scott De WittAmeriprise Financial Services, Inc.1st Global Capital Corp.$5001-19-2010
Jack Gary Hendon Jr.Ameriprise Financial Services, Inc.1st Global Capital Corp.12-23-2009
Randal Jay FilbrandtAmeriprise Financial Services, Inc.1st Global Capital Corp.$15012-23-2009
Jonathan D RodriguezAmeriprise Financial Services, Inc.360 Wealth Management, LLC08-01-2016
Ryan C. WaltonAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-31-2014
Jessica Elizabeth AbramsAmeriprise Financial Services, Inc.Abacus Wealth Partners05-11-2016
Robert Allen SacharoffAmeriprise Financial Services, Inc.Abramenko & Company, Inc.02-15-2013
Next Page »

Showing 1 to 25 of 3,712 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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