Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
Sharon Marie MedinaAmeriprise Financial Services, Inc.BFT Financial Group, LLC06-21-2019
Nathanial WooleyAmeriprise Financial Services, Inc.Edward Jones06-21-2019
Stephen M Waite IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$106-18-2019
Dick Powell, David Powell Ameriprise Financial Services, Inc.Wells Fargo $13304-26-2019
Robert Armstrong Ameriprise Financial Services, Inc.Wells Fargo $11305-06-2019
Paige Hatton, Peter SullivanAmeriprise Financial Services, Inc.Morgan Stanley $33805-10-2019
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Parshalla Kay WoodAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2506-14-2019
Douglas Charles SehresAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$106-07-2019
Jeffrey Brian TurnerAmeriprise Financial Services, Inc.Federated Securities Corp.06-06-2019
Ryan BouchardAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-31-2019
Jonathan Lee WarnerAmeriprise Financial Services, Inc.Edward Jones$2505-31-2019
Tara Jean ShowalterAmeriprise Financial Services, Inc.Equity Services, Inc.$105-31-2019
Alex Joseph WheelerAmeriprise Financial Services, Inc.Waddell & Reed05-31-2019
Vonna Kay HusbyAmeriprise Financial Services, Inc.Raymond James Financial Services$5005-30-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Dayton Charles O'BrienAmeriprise Financial Services, Inc.H.D. Vest Investment Services04-26-2019
Lydia Marie PadillaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-26-2019
Next Page »

Showing 1 to 25 of 3,715 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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