Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Michael BelitzAmeriprise Financial Services, Inc.Waddell & Reed$2510-19-2018
Jonathan James DiricoAmeriprise Financial Services, Inc.Pruco Securities, LLC.10-19-2018
Matthew Garrett RicksAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-19-2018
Jeffery HattawayAmeriprise Financial Services, Inc.Edward Jones10-19-2018
Kenneth Michael OslerAmeriprise Financial Services, Inc.B. Riley Wealth Management10-19-2018
Curt Anthony PedersonAmeriprise Financial Services, Inc.MML Investors Services, LLC$8410-16-2018
Richard Michael Waters Jr.Ameriprise Financial Services, Inc.Infinex Investments, Inc.$5010-16-2018
Harold Jay LauberAmeriprise Financial Services, Inc.Herbert J. Sims & Co, Inc.10-16-2018
Wendy Lou MitchellAmeriprise Financial Services, Inc.SagePoint Financial, Inc.10-15-2018
Andrew ElmoreAmeriprise Financial Services, Inc.AXA Advisors, LLC10-15-2018
Alexander TimpsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15010-12-2018
Gina Marie Van BarenAmeriprise Financial Services, Inc.Securities America, Inc.$1010-12-2018
Brian Daniel HaehlAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-12-2018
Brooks Dodson CrisseyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Kyle Blake HilsbergAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-10-2018
Daniel Goodman RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Michael Morris RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Robert Francis ColoretAmeriprise Financial Services, Inc.Morgan Stanley$5410-05-2018
Joseph Harold GronwaldAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
Ryan J. KataharaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
David Megumi NakamotoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Henry HanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Sandra D SchwanAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.10-02-2018
Stephen Laurence CraigAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-28-2018
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Showing 301 to 325 of 3,309 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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