Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Cezar AndrewsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Robert Michael SavageAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Robert LepaAmeriprise Financial Services, Inc.Wells Fargo Advisors$9409-27-2018
Jessica Lynn KruseyAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC09-26-2018
Lauren C. RunyonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-26-2018
Colleen Kelly AbateAmeriprise Financial Services, Inc.ARGI Investment Services, LLC09-26-2018
Randy MacNeillAmeriprise Financial Services, Inc.Raymond James$10507-24-2018
Steven Wayne BreenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-21-2018
Christina Anne McCaugheyAmeriprise Financial Services, Inc.AXA Advisors, LLC09-21-2018
Brian Howard BratspisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-21-2018
Jeffrey Scott ShealyAmeriprise Financial Services, Inc.Morgan Stanley09-21-2018
Hunter A. HaydenAmeriprise Financial Services, Inc.PlanMember Securities Corporation09-21-2018
Danielle Kathrine VigneaultAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2018
Stanley Irvin RoyAmeriprise Financial Services, Inc.CSSC Brokerage Services, Inc.09-19-2018
Jeffrey EagleAmeriprise Financial Services, Inc.Mora WM Securities$9907-20-2018
Stephen OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$9207-20-2018
Travis TrettinAmeriprise Financial Services, Inc.Principal Securities, Inc.09-17-2018
John Richard PavelkaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-14-2018
Neil O. AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-14-2018
Bruce Allan MaierAmeriprise Financial Services, Inc.AXA Advisors, LLC$5009-14-2018
Arthur C ZapesochnyAmeriprise Financial Services, Inc.AXA Advisors, LLC09-14-2018
Trisha Ann AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
Vincent Frank ParascandolaAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC09-14-2018
Garret Stephen WongAmeriprise Financial Services, Inc.KMS Financial Services, Inc.09-14-2018
Kristain Dawn KrecotaAmeriprise Financial Services, Inc.Investment Professionals, Inc.$10009-11-2018
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Showing 326 to 350 of 3,309 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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