Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Monte Craig VanstavernAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5009-11-2018
James Michael WilliamsAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5009-11-2018
Thomas Alan FlissAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5009-11-2018
Kyle Eugene StroudAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2509-11-2018
Elizabeth Ann BradshawAmeriprise Financial Services, Inc.Investment Professionals, Inc.$1009-11-2018
William Boyce HughesAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Christopher James O'BrienAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Thomas Francis LeoneAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Mark Anthony QuinonesAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Heather Marie MariottiAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Margaret Ann LaquidaraAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
William Blaise Simmons IIIAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Sandra Sanchez BoeckerAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Robert Scott LeffertAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Steven Patrick MillerAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Justin Michael MarksAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Michael Anthony Franz SchumacherAmeriprise Financial Services, Inc.Solidity Financial LLC09-10-2018
Steven Lundquist, Ryan Lundquist, Martin, VanamenAmeriprise Financial Services, Inc.Centaurus Financial, Inc.$9903-23-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$2509-07-2018
Paul Michael AtchisonAmeriprise Financial Services, Inc.Kestra Investment Services, LLC09-07-2018
Jeanette Anne BrinkleyAmeriprise Financial Services, Inc.Key Investment Services LLC09-07-2018
Cody Michael OkeefeAmeriprise Financial Services, Inc.BancWest Investment Services, Inc.09-07-2018
Tara Anne RittlerAmeriprise Financial Services, Inc.Edward Jones09-07-2018
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Gregory MantoAmeriprise Financial Services, Inc.Axa Advisors$5808-10-2018
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Showing 351 to 375 of 3,309 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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